Values and preferences of key populations: consolidated report
This report was prepared to inform the World Health Organization Consolidated guidelines on HIV prevention, diagnosis, treatment and care for key populations development process.
Mary Henderson (WHO consultant), provided the consolidated analysis of values and preferences and this final report. Alice Armstrong (WHO consultant) supported Mary Henderson and contributed through the consolidation and analysis of the young key population components of the consolidated report. Alice Armstrong also coordinated the collection of young key population values and preferences processes performed by numerous youth and community organisations as part of the development of the HIV and young key population technical brief series and included within this report (see listed below and Annex 6).
The individuals, community networks and organizations that carried out the values and preferences work are listed in within the methods section. Reference to their work is also listed below:
Contributing individuals, networks and organisations to the values and preferences.
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Caitlin Kennedy & Virginia Fonner. Pre-exposure prophylaxis for men who have sex with men: a systematic review (see Annex 1) & Pre-exposure prophylaxis for people who inject drugs: a systematic review (see Annex 2).
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The Global Forum on MSM and HIV (MSMGF). Values & preferences of MSM: the Use of Antiretroviral Therapy as Prevention (see Annex 3.1).
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Mary Henderson. Values and preferences of people who inject drugs, and views of experts, activists and service providers: HIV prevention, harm reduction and related issues (see Annex 3.2).
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Mira Schneider. Values and preferences of transgender people: a qualitative study (see Annex 3.3).
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UNAIDS. Sex workers' hopes and fears for HIV pre-exposure prophylaxis: recommendations from a consultation meeting. Forthcoming 2014.
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AVAC & GNP+. What do key populations in South Africa think about PrEP and TasP? Understanding the needs of key populations in the context of using ARVs for prevention. Forthcoming 2014.
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Youth Research Information Support Education (Youth RISE) and Joint United Nations Programme on HIV/AIDS. Experiences of young people who inject drugs and their challenges in accessing harm reduction services. Forthcoming 2014.
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Youth Voices Count. Policy brief on self-stigma among young men who have sex with men and young transgender women and the linkages with HIV in Asia. Bangkok: Youth Voices Count; 2013.
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HIV Young Leaders Fund. “First, do no harm:” an advocacy brief on sexual and reproductive health needs and access to health services for adolescents 10–17 engaged in selling sex in the Asia Pacific. New York (NY): HIV Young Leaders Fund; forthcoming 2014.
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Youth Leadership, Education, Advocacy and Development Project. Access to Youth Friendly HIV services for Young Key Affected People (YKAP) in Asia. unpublished data.
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United Nations Population Fund. Community consultations with young key populations, unpublished data.
Sincere thanks go out to all those involved in the consultations.
1. Background
WHO is consolidating existing guidance for key populations and including important new recommendations to address issues for which new evidence or experience have become available. The consolidated guidance will consider a range of elements that are common across all key populations as well as highlighting specific issues that are unique to individual population groups. It will guide and support countries to plan, develop and monitor acceptable and appropriate programmes that include a range of issues that affect members of key populations and their ability to access HIV prevention, treatment and care, and harm reduction services.
Key populations covered by this work include men who have sex with men (MSM), transgender people (TG), people who inject drugs (PWID), sex workers (SW), prisoners, migrants and adolescent and young people from key population groups (YKP).
An essential element of this work has been engaging and partnering with key population groups and networks to understand their values and preferences related to HIV and harm reduction service provision, to learn from their experiences and to incorporate their suggestions for building on existing effective programming. A number of global and regional processes explored the values and preferences of different key populations around different themes. This summary report highlights key messages that are common across all, or a number of, key population groups and notes other specific issues that are of particular concern to individual groups.
The results of this consolidation are presented in tables organized into five main topics:
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Cross-cutting issues (includes human rights, protection, criminalization, vulnerability, service delivery issues, social and interpersonal issues, access to services)
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HIV prevention (includes HTC, commodities, services and information)
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Testing modalities (includes consideration of access, clinic-based vs mobile and outreach services, and self- testing)
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ART (includes treatment and care services, ART for prevention)
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Harm reduction (includes the comprehensive package and related issues)
2. Methods
This consolidation comprises findings from 13 studies, group consultations, online surveys or literature reviews conducted from 2012–2014. Those are listed with authors in .
Data from the reports were entered into a spreadsheet; findings were categorised by key population group; country/region; theme; values, views or experience; and preferences or recommendations. Common values and preferences across groups as well as issues specific to individual groups were identified through qualitative grouping and analysis. Findings reflecting the views of clear majorities of respondents or most of the KP groups are listed as common values and preferences or key messages. However, due to the variations in themes explored by different studies and reviews, analysis of findings may require further data collection to be conclusive.
3. Summary of key findings
The following tables present the common themes across all or most key population groups, and issues unique to specific groups or regions within each main topic area.
3.1. Cross-cutting issues
Values & preferences across key population groups: cross-cutting issues.
3.2. HIV prevention: HTC, commodities and services
Values & preferences across key population groups: HIV prevention.
3.3. Testing modalities
Values and preferences around different testing modalities were explored only with PWID and young members of the PWID community.
Values & preferences across key population groups: HIV testing.
3.4. Treatment and care, ART for prevention
The use of antiretrovirals was considered in different studies in the context of treatment and care services, and in the context of prevention, specifically pre-exposure prohylaxis (PrEP), post-exposure prophylaxis (PEP), treatment as prevention (TasP) and early initiation of ART.
Values & preferences across key population groups: treatment, care and ART for prevention.
3.5. Harm reduction
The comprehensive harm reduction package provides an evidence-based set of interventions that can protect injecting drug users from acquiring and transmitting HIV and other blood-borne diseases while supporting other physical and mental health needs. Two studies—one focused on adult PWID with some participation of young injectors, and one focused only on YPWID—explored community views on the package in terms of access, usefulness, gaps or weaknesses and other related issues.
Values & preferences across key population groups: harm reduction.
Annex 3.1. Values & preferences of MSM: the use of antiretroviral therapy as prevention
Authors
Sonya Arreola, PhD, MPH, Senior Research Advisor,
Keletso Makofane, MPH, Senior Research and Programs Associate, and
George Ayala, PsyD, Executive Director.
February 2014
Commissioned by the World Health Organization (WHO)
MSMGF
Executive Office
436 14th Street, Suite 1500
Oakland, CA 94612
United States
www.msmgf.org
For more information, please contact us at +1.510.271.1950 or
gro.fgmsm@tcatnoc.
Acknowledgements
Jack Beck, Director of Communications, MSMGF
Mohan Sundararaj, MBBS, MPH, Sr. Public Health Associate
The WHO is developing consolidated guidelines on HIV and key populations. The aim of this project is to bring together the existing WHO guidance for key populations and include important new material to fill in defined gaps. The consolidated guidance will consider a range of elements that are common across all key populations as well as highlighting the specific issues which are unique to the individual population groups.
As part of the development of these guidelines, to be released in 2014, the WHO department of HIV/AIDS has commissioned the Global Forum on MSM and HIV (MSMGF) to conduct a qualitative study into the values and preferences among men who have sex with men (MSM) globally. The study will be focused on values and preferences related to Pre-Exposure Prophylaxis (PrEP).
1. BACKGROUND
Men who have sex with men (MSM) are 19 times more likely to be infected with HIV than the general population in low- and middle-income countries {Baral, 2007 #3392}. Prevalence among MSM is higher than that of the general population in nearly every country reliably collecting HIV and AIDS surveillance data. For example, compared with HIV prevalence in the adult general population, research conducted as early as 2002 suggested that infection levels among MSM in Latin America were seven times higher in Honduras, 10 times higher in Guatemala and Panama, 22 times higher in El Salvador and 38 times higher in Nicaragua {Soto, 2007 #3099}. This is a pattern that repeats itself in Africa, Asia, Eastern Europe and the Caribbean {Beyrer, 2012 #3374}.
Randomized controlled trials have shown the prevention potential of biomedical interventions like pre-exposure prophylaxis (PrEP) among MSM and early initiation of antiretroviral treatment to prevent forward transmission between serodiscordant heterosexual couples {Cohen, 2011 #3662;Grant, 2010 #3661}. These findings are consistent with observational and ecologic studies that have noted the association between HIV treatment and reductions in new HIV infections {Anglemyer, 2011 #3663;Das, 2010 #3664}.
Although these biomedical advances are promising, it is important to define the structural, interpersonal and individual factors that will affect access and uptake of these interventions. For example, MSM face widespread and ongoing human rights abuses and discrimination globally {Ottosson, 2007 #3660}. As of May 2010, 76 countries had criminal penalties for same-sex acts between consenting adults. Criminalization of and violence towards sexual minorities cause social dislocation, influence transnational migration, and fuel human rights abuses, heightening the risk for HIV transmission and driving those most at need away from prevention, care, treatment, and support services.
It is important to understand the values and preferences regarding the use of ART as prevention among MSM within the contexts in which they live. This report uses 1) secondary analyses of quantitative survey data; 2) focus group interviews with MSM from five cities in three countries in Africa; and 3) individual interviews with HIV service providers and advocates from 10 countries to explore values and preferences within diverse political and social environments.
2. METHODS
The MSMGF project team, formed in January 2014, included Dr. Sonya Arreola, Mr. Keletso Makofane and Dr. George Ayala. Dr. Arreola and Mr. Makofane developed the protocols for the 1) secondary data analyses of the Global Men's Health and Rights (GMHR) study's survey data (collected in 2012); and 2) qualitative analyses of ART-related narratives from focus groups conducted in Africa as part of GMHR 2012, and 2014 individual qualitative interviews with MSM and HIV service providers. The WHO reviewed and made recommendations for revisions to the qualitative individual interview protocol. Upon approval of protocols by the WHO project team, secondary analyses and interviews began.
2.1. 2012 GMHR Study
2.1.1. Secondary Quantitative Data Analyses
GMHR 2012 included a global online survey to assess availability of and access to STI and HIV testing and prevention services among MSM across eight regions.
From 23 April to 20 August 2012, we recruited a global convenience sample of MSM to complete the 30-minute online survey. Survey participants were recruited via the MSMGF's networks of community-based organizations focused on advocacy, health, and social services for MSM. The MSMGF sent email blasts advertising the survey to its approximately 3,500 online members who represent 1,500 organizations in over 150 countries. Partner organizations also disseminated information about the survey through their respective regional and global list-serves, as well as to local MSM through word of mouth. In addition, the MSMGF recruited participants from online social networking sites popular with MSM in Africa, Asia, Europe and Latin America. Participation in the survey was completely voluntary and anonymous.
2.1.2. Secondary Qualitative Analyses: Focus Group Discussions
In 2012, the MSMGF worked with the African Men for Sexual Health and Rights (AMSHeR) and local partner organizations in South Africa, Kenya, and Nigeria to conduct focus group discussions with MSM in Pretoria, Johannesburg, Nairobi, Lagos, and Abuja. A total of 71 MSM participated across 5 focus groups. In order to protect the confidentiality of the participants, demographic information was not collected.
For purposes of this overview, findings relevant to values and preferences regarding use of ART as prevention were reviewed and summarized.
2.2. 2014 In-depth Individual Interviews
Together with the WHO, the MSMGF developed a verbal consent script and interview guide (see Appendix I) that was appropriate for use with MSM via Skype and telephone. Questions centered on general background and experiences as a MSM where they live; HIV testing experiences; and values and preferences regarding the use of ART for prevention (PrEP, PEP, early initiation of ART). Additionally, there were questions regarding discrimination, violence and legal issues.
Participants (randomly drawn from sub-categories in the MSMGF online database defined by HIV status, age group [≤24 years old vs. >24 years old], and region) were recruited through individual email invitations. From February 24 to March 3, 2014, eleven individual interviews were completed with MSM and HIV service providers from Australia, England, Indonesia, Lebanon, Liberia, Mexico, Nigeria, Paraguay, United States and Zambia. One interview was conducted in Spanish and 10 in English.
Summary Table of Methods and Demographics.
3. MAIN FINDINGS
3.1. 2012 GMHR Study Findings
3.1.1. Secondary Quantitative Analyses Findings
There were 4,005 respondents included in this analysis. Of these, 17% were 24 years of age or younger and 81% had post-secondary education. There was a broad representation of regions, with 80% of respondents residing in Western Europe, Northern Europe and North America; Asia (25%); Eastern Europe and Central Asia (16%); and Latin America (14%). The rest of the participants resided in Sub-Saharan Africa (10%); Oceania (6%); Middle-East and North Africa (2%); and the Caribbean (2%). Half of the respondents reported having middle to high income, and one fifth (18%) had low or no income.
3.1.1.1. Predictors of HIV Services Utilization
Adjusting for demographics and barriers and critical enabler variables, utilization of HIV sexual prevention services (condoms and condom-compatible lubricants), and HIV testing was positively predicted by higher Community Engagement and higher Connection to the Community. Utilization of HIV testing was also positively associated with comfort with healthcare provider. Utilization of condoms and condom-compatible lubricants was negatively associated with higher perceptions of homophobia.
Utilization of HIV treatment was positively related to comfort with provider, and was positively related with past experiences of provider stigma.
Utilization of behavioral interventions and information, education, communication services was positively associated with community engagement and connection to community. In addition, utilization of HIV education materials for gay men and other MSM was negatively related to perceptions of homophobia; and use of prevention-focused one-on-one sessions and self-help groups was positively associated with comfort with provider.
Use of services for substance use and the prevention of blood borne infection was positively associated with community engagement and use of substance abuse treatment was positively associated with comfort with provider.
Past experiences of provider stigma were associated with higher use of substance abuse treatment, higher use of HIV treatment, and higher use of in-person HIV behavioral interventions (risk-reduction program, one-on-one sessions and self-help groups). Past experiences of provider stigma were not associated with utilization of HIV education materials.
Finally, past experiences of gay/MSM-targeted violence were associated with higher utilization of HIV risk-reduction programs and HIV education materials. Past experiences of gay/MSM-targeted blackmail was associated with higher utilization of prevention focused one-on-one or group sessions, but negatively associated with HIV risk-reduction programs.
3.1.1.2. PrEP Acceptability
The majority of respondents were comfortable with the idea of PrEP (See table below). Twenty six percent were somewhat or very uncomfortable with “using HIV medications to avoid becoming infected with HIV”. A quarter (24%) was neither comfortable nor uncomfortable and half were somewhat or very comfortable. More than half of the participants (52%) had low PrEP knowledge; they did not know what “PrEP” was and had never heard of taking ART medications to prevent HIV infection. 56% of respondents reported being likely to use PrEP if it were approved, 48% reported likely to use PrEP in a pill-a-day regimen, and 19% reported being likely to use it if it was associated with uncomfortable side effects. The sites which participant recommended as places where PrEP should be available were healthcare provider's office (68%), Non-Governmental Organization (66%), Public Health Clinic (71%), HIV Clinic (70%), and STI Clinic (62%).
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| N (Percent) |
---|
PrEP Acceptability |
---|
Very Uncomfortable
| 307 (09) |
Somewhat Uncomfortable
| 555 (17) |
Neither Uncomfortable nor Comfortable
| 798 (24) |
Somewhat Comfortable
| 875 (27) |
Very Comfortable
| 764 (23) |
Would use PrEP if Approved |
---|
Very Unlikely
| 359 (11) |
Somewhat Unlikely
| 423 (13) |
Neither Unlikely nor Likely
| 678 (21) |
Somewhat Likely
| 1048 (32) |
Very Likely
| 790 (24) |
Would use PrEP in a pill-a-day regimen |
---|
Very Unlikely
| 562 (17) |
Somewhat Unlikely
| 556 (17) |
Neither Unlikely nor Likely
| 587 (18) |
Somewhat Likely
| 836 (25) |
Very Likely
| 757 (23) |
Would use PrEP if it had uncomfortable side-effects |
---|
Very Unlikely
| 1236 (37) |
Somewhat Unlikely
| 907 (27) |
Neither Unlikely nor Likely
| 553 (17) |
Somewhat Likely
| 420 (13) |
Very Likely
| 183 (06) |
*PreP Should be delivered at |
---|
Health Care Provider's Office
| 68 (2731) |
Non-Governmental Organization
| 66 (2636) |
Public Health Clinic
| 71 (2857) |
HIV Clinic
| 70 (2789) |
STI Clinic
| 62 (2468) |
- *
the responses to this question were not mutually exclusive
In the multivariable analysis, acceptability of PrEP was negatively associated with community engagement (OR=0.83, 95%CI: 0.71 – 0.97), and negatively associated with perceived stigma against the use of?? PrEP (OR=0.47, 95%CI: 0.43 – 0.51) adjusting for demographics, barriers and critical enablers, and PrEP knowledge. Knowledge about PrEP was independently associated with PrEP acceptability with respondents who had the lowest score on knowledge, had higher acceptability of PrEP than those with medium knowledge (OR=0.77, 95%CI: 0.63 – 0.93) and those with high knowledge (OR=0.71, 95%CI: 0.71, 95%CI: 0.58 – 0.87).
3.1.1.3. Conclusions: 2012 GMHR Survey Findings
The 2012 GMHR quantitative findings suggest that most MSM around the world are excited about the promise of PrEP and find it an acceptable strategy for HIV prevention. However, as with other healthcare services, the implementation of PrEP has to account for barriers and critical enablers that shape utilization of healthcare services by MSM. The finding that PrEP acceptability decreases with greater PrEP knowledge and more community engagement may appear paradoxical. However the findings make sense in the context of the findings on barriers to HIV services. It is likely that as men learn more about PrEP, the implications of implementing PrEP become evident; and that community engagement serves as a proxy for increased knowledge. In local environments with varying degrees of criminalization of homosexuality, sexual and HIV stigma, provider stigma toward MSM, and lack of knowledge about ARVs, it is makes sense that MSM are hesitant to endorse PrEP without caveats.
The quantitative findings also hint at ways to maximize the impact of PrEP: by enhancing other healthcare services, strengthening MSM communities creating safe spaces for care. The qualitative findings help to explain these findings further.
3.1.2. Secondary Qualitative Analyses: Focus Group Discussions Findings
All focus group participants were MSM. During the course of the five focus group discussions, it also became evident that all focus groups included some men living with HIV. Participants came from a broad range of age groups and education level, as well as from both urban and rural settings.
Structural barriers of access to HIV services included criminalization of homosexuality, high levels of stigma and discrimination, homophobia in health care systems, and poverty. These barriers create an environment where blackmail, extortion, discrimination, and violence against MSM are allowed to persist. MSM are forced to hide their sexual behavior from health care providers, employers, landlords, teachers, and family in order to protect themselves and maintain a minimum livelihood.
The inability of MSM to reveal their sexual behavior to health care providers was associated with misdiagnosis, delayed diagnosis, and delayed treatment, leading to poor health prognosis and higher risk of transmitting HIV and other sexually transmitted infections to partners.
Conversely, negative consequences of structural barriers were moderated by the existence of safe spaces to meet other MSM, safe spaces to receive services, access to competent mental health care, and access to comprehensive health care.
Participants described the community-based organizations where the focus groups took place as examples of safe spaces where they could be themselves, receive respectful and knowledgeable health care, and in some cases receive mental health services—all of which bolstered their self-esteem and increased their motivation to take care of themselves and each other.
PEP and PrEP discussions revealed that men had little knowledge about either one. Where knowledge existed, there was often confusion about the distinction between them and when or why to use them (except one physician and one researcher). After a brief definition of PEP, most participants noted never having been offered PEP and expressed a high desire to have it made available through gay-friendly CBOs. Most said they would take it if it were available and free or low cost, and if offered in a safe location, such as the CBOs where the consultation took place. They also highlighted the need for strong education campaigns regarding PEP in the context of other prevention strategies.
After a brief definition of PrEP, many men responded favorably to the idea of using PrEP. However, as men inquired further about the evidence for efficacy, safety and use, their enthusiasm declined. Narratives regarding PrEP in all five focus groups turned toward concerns about introducing PrEP in the contexts of their respective cities where homophobia is rampant, HIV service providers treat MSM poorly, access to basic HIV services is limited, and fear of disclosure is high. Men in the focus groups concluded that it was inappropriate to offer PrEP without first addressing concerns about: Safety (MSM disclosure by association and stigma), Disinhibition (“men will over-rely on PrEP and stop using condoms”); Cost (“Not enough money for ART for PLWH, let alone PrEP”); Resistance (“people who seroconvert will have one fewer ART regimen option”); Adherence (“men already share ART with other PLWH, or run out of pills, or spread out the dosage so it will last longer”); and Lack of Awareness and Knowledge (“there is too much confusion about ART, PEP and PrEP”; “people do not know one from the other”, “Some people think “ART is a cure”).
Nonetheless, most men noted that if PrEP were to become available, AND if structural and social issues were addressed, they would consider taking PrEP themselves or recommending it to others. Few men asserted that there was nothing that would convince them to take PrEP.
3.1.2.1. Conclusions: 2012 GMHR Focus Group Study Findings
Findings from the qualitative analysis of the 2012 focus groups suggest that most MSM in Africa have no, inaccurate, or limited knowledge about PrEP. Excitement about the idea of taking a daily pill that would protect men from HIV infection was very high. However, as they learned more about PrEP, and considered issues of safety, disinhibition, cost, resistance, adherence, and lack of knowledge, they expressed concern about introducing prep in their respective cities and countries without seriously considering the numerous barriers and facilitators to accessing HIV-related services.
As excited as participants were about the idea of PrEP, they strongly recommended that PrEP be considered only in the context of a comprehensive sexual health approach that addresses the barriers to accessing basic HIV services in safe, MSM-friendly settings.
3.2. 2014 In-depth Individual Interviews Findings
Participants in the individual interviews lived in urban cities; had high levels of education; and were, or had previously been involved in MSM-HIV service provision, advocacy or research. All participants had had HIV testing more than once and three men were living with HIV. Most had traveled extensively for HIV-prevention related work and, therefore, could compare values and preferences across political, cultural and social contexts that varied by country or region. Although personal experiences varied, overall, differences in values and preferences varied only in degree (or salience).
3.2.1. HIV Services
Barriers to accessing HIV services included the following:
Policy and Legal
Institutional
Police harassment independent of legal rights
Legal authorities' failure to protect MSM from violence or discrimination
Provider sexual stigma and discrimination
Provider HIV stigma
Provider lack of knowledge regarding MSM sexual health
Provider lack of training regarding HIV
Meta messages portraying MSM as HIV disease
Lack of safe spaces to socialize
Lack of safe spaces to have sex
Social / interpersonal
Societal sexual stigma and discrimination
Societal HIV stigma and discrimination
Family rejection
Sexual violence (targeting young boys deemed to be MSM)
Individual
Fear of disclosure—sexuality or HIV status
Internalization of societal homophobic attitudes towards MSM
Psychological distress (depression, anxiety, shame, low self-esteem)
Suicidality
Facilitators to accessing HIV services included the following:
Policy and Legal
Institutional
Safe spaces where men can socialize
Safe spaces where men can express their sexuality with another man/men
Comprehensive health services that include but are not limited to HIV services
Mental health care services provided by trained psychologists or other mental health providers to address, psychological distress, histories of sexual violence & suicidality
Trained and non-judgmental health providers
Social / interpersonal
Individual
3.2.2. Values and Preferences Regarding Use of ARVs as Prevention
All participants indicated that ART was readily available in urban settings where they lived, and less so in rural settings. Barriers to accessing ART was related primarily to fear of disclosure to family, co-workers or friends about HIV positive serostatus and, in some case, disclosure of being MSM.
Participants noted that early initiation of ART as a prevention strategy was endorsed by all their respective countries and in most, this policy was implemented. However, in countries with limited investment in HIV services, participants stated that it was difficult enough to provide ART for patients with CD4 counts of 250 or lower, such that providing ART at 500 CD4 counts was rare.
Similarly, participants were enthusiastic about the use of PEP. PEP was available in all countries, mostly through National AIDS programs. However, in some countries it was accessible to very few, primarily hospital and clinic health providers. In these settings, PEP knowledge is very low among MSM and accessing it is very difficult unless one pays for it and knows someone who will provide it. Additionally, in some countries where PEP is available, presumably for all who might need it, PEP providers judge MSM harshly if they ask for it and sometimes refuse to provide PEP. In countries where it is widely available, participants recommend accessing it through MSM-friendly CBOs and clinics to avoid judgment.
Participants had mixed thoughts about the use of PrEP. Although all participants were hopeful about PrEP as an added prevention tool among others, they all harbored serious concerns about implementing it in contexts with:
high levels of sexual and HIV stigma,
poor provider training regarding MSM sexual health and HIV,
high provider stigma toward MSM and PLWH,
poor access to HIV services generally,
infrastructures that are suffering to provide basic services and treatment,
limited knowledge about ART generally,
lack of social support, and
lack of legal protections for MSM
As a result, participants advised against its use in current settings unless these concerns were addressed. In particular, participants advocated for improvements for the availability of and access to:
Comprehensive health care provision including:
Sexual health services
HIV-specific services
Mental health services
Inclusion of LGBTQ- or MSM-specific CBO expertise in designing programs
ART- and PrEP-specific education campaigns
Infrastructure development and capacity building to support PrEP implementation
Follow-up protocols to address adherence to ART and eventually PrEP
Safe spaces for community engagement and social programs for MSM
3.2.3. Conclusions: 2014 In-depth Individual Interviews Findings
The findings from the in-depth individual interviews further elucidate the quantitative and qualitative 2012 GMHR study findings. Consistent with the GMHR findings, the individual interviews reflected a high level of enthusiasm for ART-based prevention strategies, including early ART initiation, PEP and PrEP. However, as with the GMHR results, participants had serious concerns about implementing PrEP without careful consideration of the contexts where PrEP might be introduced. Participants stressed the importance of assessing and, based on results, addressing: local levels of sexual and HIV stigma; provider attitudes and knowledge about MSM sexual health needs; availability accessibility and use of basic HIV services; knowledge about ART-based prevention strategies; community engagement, safety, and legal protections for MSM. Overall, participants were between willing and eager to support PrEP implementation to the extent that these concerns are addressed.
4. LIMITATIONS
As with all cross-sectional observational data, GMHR 2012 survey data findings are limited in their ability to show evidence of causality. Additionally, generalizability of findings is limited because online survey participants self-selected to participate in the survey (qualitative methods seek depth of understanding, not generalizability, by design). For example, the data are biased toward men who have access to the internet, and they may have different experiences from those who do. Another limitation is that men who participated in focus groups and interviews were predominately from urban cities. It is possible that men from rural settings have different concerns about the use of ARVs for prevention. Nonetheless, the consistency of findings across two time points and three different methodologies, suggests that the findings reported in this report are valid and robust.
5. OVERALL CONCLUSIONS and KEY MESSAGES
Together, the GMHR Study and individual interview findings underscore the need to improve global efforts to ensure that MSM have access to basic HIV prevention and treatment services before we can fully realize the potential of well thought-out, locally- relevant combination prevention strategies that include use of ART as prevention. Structural, community, and individual-level barriers and facilitators to HIV service access must be addressed at multiple levels.
Gay men and other men who have sex with men, as well as HIV service providers, advocates and researchers, find PrEP an acceptable strategy for HIV prevention in theory. The finding that PrEP acceptability wanes as PrEP knowledge increases suggests an urgent need for the dissemination of more and better information about HIV prevention strategies generally as well as about PEP and PrEP specifically. Adequately addressing MSM knowledge and perceptions of ART will be critical to MSM's ability to make informed decisions regarding acceptance and use of these approaches as part of combination HIV prevention.
As with other HIV services, the implementation of PrEP also has to account for barriers and critical enablers that shape utilization of healthcare services by MSM. Given the positive impact of community engagement and comfort with service providers on access to services, findings also suggest that supporting MSM-led community-based organizations to provide safe spaces for MSM to access services and connect with the local gay community may be a highly effective strategy for addressing these issues. PrEP implementation will be most acceptable to MSM in the context of comprehensive health services that are provided in safe spaces by non-judgmental health providers.
In summary, we need to work hard to ensure contexts where appropriateness, accessibility, availability, safety and quality are carefully considered and addressed.
6. IMPLICATIONS FOR WHO GUIDLINES
The findings from all three analyses have several implications for PrEP implementation.
Conceptually, PrEP is an acceptable prevention strategy among most MSM. However, PrEP knowledge is limited, and increased knowledge reduces enthusiasm for PrEP—likely due to increased concerns about the implications of introducing PrEP in settings with extensive barriers to the most basic HIV prevention services (e.g., lubricants). Addressing concerns about PrEP implementation will be essential for successful PrEP implementation, uptake and efficacy.
It will be important to assess the barriers and facilitators of existing HIV preventions strategies in a given community and context. This should occur in collaboration with local CBOs (including advocates, providers and researchers) who have crucial cultural sensitivity, knowledge and trust of MSM. This process should include an assessment of local levels of:
Sexual and HIV stigma
Provider attitudes and knowledge about MSM sexual health needs
Availability accessibility and use of basic HIV services
Knowledge about ART-based prevention strategies
Laws that criminalize sex between men
Safety
Legal protections for MSM
Community engagement
Availability, accessibility, and use of basic HIV services
Other concerns particular to the location (identified by local CBO staff)
Based on the assessment, and in collaboration with local CBOs, it will be helpful to develop a plan to:
Strengthening local community and health systems will be beneficial in reducing barriers and enhancing facilitators of PrEP implementation; improving uptake of and adherence to PrEP among men who choose to use take it; and enhance sustainability of implementation efforts.
APPENDIX I. Antiretroviral Therapy as Prevention Interviews with MSM: Interview Guide
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Annex 3.2. Values and preferences of people who inject drugs, and views of experts, activists and service providers: HIV prevention, harm reduction and related issues
Authors
Mary Henderson, WHO consultant.
April 2014
Summary
A values and preferences study of people who inject drugs explored the experiences and views of 32 people around HIV prevention, HIV testing modalities, ART for treatment and prevention, harm reduction and community distribution of naloxone. The key findings reveal some common views across regions as well as some experiences and views that are specific to a community, country or region. The study was conducted from January–March 2014 and included 25 members of the PWID community and 7 experts or service providers who work closely with this community. Nineteen individuals participated in in-depth interviews, 2 participants responded by email due to language restrictions and 11 individuals participated in a group discussion of the same issues covered in the interviews.
The main findings regarding PWID community preferences on key issues are summarized in the box below.
Needle and syringe programmes are considered the single most important HIV prevention strategy for people who inject drugs.
Opioid substitution therapy is considered a vital intervention for its direct benefits and for the access to a range of other HIV prevention and harm reduction services.
For HIV-positive PWID, viral suppression through ART—with condom use—is understood as beneficial for prevention of transmission.
HIV testing is delivered most effectively for PWID when it is offered alongside other harm reduction services.
PWID will seek testing only at safe, confidential sites staffed by knowledgeable, non-judgmental providers.
Rapid testing can reduce late diagnosis and loss to follow-up of PWID.
Self-testing is an acceptable option for PWID only in settings where there is no access to safe, confidential HIV testing. However, there are significant reservations about self-testing due to the lack of critical support from counsellors and other health providers.
PrEP is considered unacceptable, unnecessary or unfeasible by most respondents for ethical and practical reasons.
PEP is considered a useful prevention intervention by most respondents, but most PWID are not aware of it or can not access it, and 6 of those in favour felt that most PWID would be reluctant to ask for it.
Early initiation of ART is considered a good option for PWID by 14 of 19 respondents, as long as it is a fully informed and individual choice, not a coerced or punitive measure enforced by the state or others only for the public health benefit.
Criminalization of drug possession and use is the most important issue facing PWID: without drug law reform harm reduction will not have the impact needed to protect PWID and to prevent the spread of disease.
The larger issues that influence the potential impact of harm reduction interventions are poverty, homelessness, mental illness, social exclusion and joblessness.
Key interventions (NSP, OST, HTC, ART) should be prioritized to support advocacy and accountability.
Community distribution of naloxone should be added to the list of harm reduction interventions.
Naloxone is a cheap, safe, easy-to-use, life-saving drug. It should be available for community distribution to people who inject drugs, their peers and their families.
Pre-loaded syringes or nasal spray are preferred.
The importance of rescue breathing must be emphasized along with distribution of naloxone.
1. Introduction
The global response to HIV has been strengthened by an understanding of the importance of reducing new infections among the key populations at greatest risk of HIV acquisition and transmission and improving their access to vital treatment and care services. In an effort to accelerate this work, WHO is consolidating existing guidance on separate key population groups and incorporating additional information based on new insights and evidence. This guidance will consider a range of HIV prevention, treatment and care issues that affect all key populations, and it will highlight specific concerns and recommendations that reflect the unique needs of individual groups.
People who inject drugs (PWID) are one of the key population groups requiring more focused attention. Countries that have implemented a comprehensive harm reduction approach have seen significant declines in new injecting drug-related HIV infections;i however, outside of sub-Saharan Africa, 33% of all new HIV infections are among PWID, and in countries where HIV incidence is increasing, 70–80% of HIV cases are among PWID.ii Other data confirm that the target set for 2015 in the 2011 UN Political Declaration on HIV/AIDS for reducing HIV transmission in this community is not yet in sight:
The world is not on track to reduce HIV transmission among people who inject drugs by 50%, as recent evidence suggests little change in the HIV burden in this population. HIV prevalence among people who inject drugs remains high – up to 28% in Asia. HIV prevention coverage for people who inject drugs remains low, with only two of 32 reporting countries providing the recommended minimum of at least 200 sterile syringes per year for each person who injects drugs. Among 35 countries providing data in 2013, all but four reached less than 10% of opiate users with substitution therapy. In addition to exceptionally low coverage, an effective AIDS response among people who inject drugs is undermined by punitive policy frameworks and law enforcement practices, which discourage individuals from seeking the health and social services they need.iii
One aspect of the WHO guidance development process involves engaging with communities to understand their values and preferences regarding elements of potential recommendations that will have a direct impact on their lives; their views and experience are considered along with systematically reviewed evidence and expert opinion. In this way, guidance can be more responsive to the needs of individuals who are confronting the challenges being addressed by new recommendations and guidance.
This report summarizes the findings of a qualitative study that explored the perspectives and experiences of active drug injectors and former PWID regarding HIV prevention and harm reduction services, and the ways they can be supported to protect themselves from HIV infection and to reduce transmission of HIV to others. Other key issues of concern to the PWID community were also discussed, including the need for greater attention to prevention and treatment of hepatitis C and the need for community distribution of naloxone. It also takes note of the views of technical experts, NGO-based service providers and activists, several of whom identify themselves as members of the active injecting drug community or advocates for the rights and well being of this community.
2. Methods
An independent consultant conducted the study to ensure impartiality in the interviews and in the analysis of findings. Thirty-five prospective participants—members of the PWID community, experts, activists and service providers—were identified through international and regional networks and invited to participate in semi-structured, in-depth interviews regarding their personal experiences with and perspectives on:
HIV prevention strategies;
HIV testing modalities;
The use of antiretrovirals for prevention of HIV;
The comprehensive harm reduction package;
Community distribution of naloxone.
Twenty-six people agreed to participate, and 19 people were actually able to participate in interviews, while 2 respondents provided written answers due to language constraints. In addition, 11 young injecting drug users (ages 16–25) participated in a group discussion of the interview topics led by one of the study participants who works with an organization serving the needs of young homeless people in San Francisco, USA. Those findings are also included in this report, comprising the views of 32 individuals (ages 16–57 years).
Two interview guides were developed in a consultative process with WHO and other experts in the field, one for PWID community members (Annex A) and one for experts and service providers who did not identify themselves as PWID (Annex B). The different sets of questions reflect a distinction between the values and preferences of PWID community members—the primary focus of this study—and the views of those who work closely with the community but who may not have the same personal experience on the topics covered. Where views of the two groups differ, this is noted. Interviews were 1–1.5 hours in length, and they were recorded with participants' permission; recordings were used only by the interviewer to facilitate analysis and ensure accuracy of quotes. All participants gave their verbal consent to participate in the study.
Due to the limited number of participants in this study, the content of interviews was not categorized as majority or minority positions; findings were analysed by assessing the level of support for new interventions being proposed and highlighting areas where positive views were qualified by concerns around ethics, feasibility, acceptability or other issues. Unique views are also included in the report as they contribute important perspectives to the analysis of findings and should be noted in the guidance development process. Findings are summarized in boxes at the opening of each topic section, and the narrative report reflects the analysis of findings as they emerged in interviews. Direct quotes are used to capture the detail and tone of participants' contributions. However, quotes are not identified by gender or country in order to maintain the anonymity of respondents; some views are identified by region where conditions and experiences appear to be significantly different from other regions. In general, references are not made to individual countries unless in relation to specific data.
3. Participant profiles
Participant profiles by gender and WHO region.
Participant profiles by self-identification and injecting drug use.
Contributors to this study live in urban areas; 18 people work in a wide range of settings: community-based services in capital cities and provincial towns, international, regional and national networks of PWID (or drug users more generally) based in urban areas in the North and South, street-based and mobile services in all regions. Eleven participants in a group discussion are homeless young people who inject drugs and 1 participant affiliated with a university focuses primarily on research. None of the participants were service providers in public health settings.
4. Study findings
4.1. Current HIV prevention practices among PWID
Box 1Key findings regarding HIV prevention and PWID
Needle and syringe programmes are considered the single most important HIV prevention strategy for people who inject drugs. Where NSP is not available, it is understood that not sharing injecting equipment is the most essential strategy.
Opioid substitution therapy is considered a vital intervention for its direct benefits and for the access to a range of other HIV prevention and harm reduction services.
For HIV-positive PWID, viral suppression through ART—with condom use—is understood as beneficial for prevention of transmission. However, in many countries, PWID are reluctant to seek testing and treatment services due to stigma, health provider attitudes and fear of prosecution; this often results in late diagnosis and poor adherence if treatment is initiated.
Almost all participants consider needle and syringe programmes (NSP) the most important HIV prevention strategy for PWID. A requirement of ‘exchange’ should not be a key feature of these programmes, especially in countries where possession of a syringe or drug residue are grounds for suspicion or prosecution. Safe disposal should be facilitated through distribution of bins and, where possible, outreach services for collection of used needles and syringes. Where NSP is not available, respondents recognize the importance of not sharing injecting equipment, but this is not always an option. In these cases, access to sterilization supplies is considered a good, though not optimal, strategy.
Opioid substitution therapy (OST) is considered nearly as important as NSP, not only for the reduction of needle use but also for the stabilizing effect of this intervention, which supports effective adherence to ART for HIV-positive PWID as well as access to a range of other prevention and harm reduction interventions. Less than half of participants mentioned condoms as a preferred preventive strategy, and 7 participants noted routine HIV testing as beneficial.
NSP and OST are generally available in western European counties, Canada, US and Australia, although access often depends on many structural and individual factors. In countries where these services have been relatively easy to access in the past, some respondents note that austerity measures and changing political climates, as well as increasing political and social pressure for recovery and rehabilitation over maintenance and harm reduction objectives, are prompting cutbacks in services, reducing access to and uptake of services, negatively impacting quality of services, undermining harm reduction programmes and potentially exacerbating HIV and hepatitis C epidemics. One respondent Europe described a government ‘payment by results’ approach, which incentivizes services for the number of clients who are moved out of programmes; in the case of OST services, this could have negative impacts on the PWID community when individuals are pushed to leave before they are clinically or psychologically ready. Another European provider and member of the PWID community who works at a mobile needle distribution site has also noticed a greater focus on recovery among colleagues; this person is emphatic about the need to support people to stay healthy, regardless of their choices about injecting drug use.
In other regions, availability of these services has always been uneven, and NSP and/or OST services are usually located—when they are available—in more densely populated areas, restricting access to those who live outside of catchment areas.
In some countries of Southeast Asia, Africa and the Southern Cone region of Latin America, HIV prevention and treatment are prioritized over harm reduction services for PWID, which, when available, are generally limited to major cities. However, most respondents noted that “PWID are often the last in line” for ART; many injectors are reluctant to seek services due to the negative attitudes of providers, fear of prosecution and the stigmatization they experience in general, and providers are reluctant to prescribe ART for patients they consider unstable and unlikely to adhere to treatment. Three respondents who are also NGO service providers expressed it more starkly: some public service providers feel that medications are wasted on injecting drug users.
Three of the 6 HIV-positive respondents have been on ART for many years and are virally suppressed; 2 of them are in stable relationships and usually use condoms, while 1 of them is not in a relationship. Three respondents living with HIV are active injectors, and they all rely on needle and syringe programmes to prevent transmission and to protect themselves from acquiring other blood-borne viruses.
One HIV-positive PWID (who has been on ART for 6 years) feels that ART in general is not an option in some south Asian countries given the reality of most injectors' lives.
“ART is not a priority. PWID know about ART, but their drug use is their #1 priority and there is no time for other things, including seeking treatment. But the basic conditions of life do not even allow PWID to keep a pill box with ART meds in a safe place”.
When this respondent encouraged a homeless peer to seek and adhere to treatment, the person replied:
“Yes, we can be on treatment, but [gesturing to a pill box] where would I put this pill box for the next 30 days?”
Poverty, homelessness, stigma and lack of basic services are the most significant barriers to HIV prevention for people who inject drugs. Criminalization of drug use and HIV transmission in many countries also serves as a powerful deterrent to PWID when deciding whether or not to seek testing or other preventive and treatment services.
4.2. HIV testing modalities
Box 2Key findings regarding HIV testing modalities
HIV testing is delivered most effectively for PWID when it is offered alongside other harm reduction services.
PWID will seek testing only at safe, confidential sites staffed by knowledgeable, non-judgmental providers.
Rapid testing can reduce late diagnosis and loss to follow-up of PWID.
Self-testing is an acceptable option for PWID only in settings where there is no access to safe, confidential HIV testing. However, there are significant reservations about self-testing due to the lack of critical support from counsellors and other health providers.
Most respondents feel that regular HIV testing is important for the PWID community, but they report that PWID are very reluctant to seek testing unless it is available through other services that they use and trust. When they do get tested at a public facility, they often do not return for results due to negative experiences with health providers, stigma and fear. In some settings they are apprehensive about getting another lecture about quitting their injecting practices. In some settings the risks are greater where young injectors are apprehended and forced into rehabilitation against their will. Consequently, late diagnosis and late initiation on ART is a common concern among service providers.
Access to HIV testing for people who inject drugs is facilitated when they feel safe and supported to learn their HIV status and to take the follow-up measures that may be necessary. Several respondents mentioned ‘low threshold centers’3 as a particularly good environment for HIV testing for the PWID community because of the holistic and no-judgmental approach to serving the injecting community's needs.
Self-testing is viewed in a positive light in terms of increasing opportunities for knowing one's HIV status as long as there are clear instructions for how to do it, what the results mean and where to go after taking a test. However, almost every respondent expressed reservations about an injector with a chaotic life and little support using a self-testing kit and having to deal with a positive diagnosis alone, with possibly little information about next steps for counselling, confirmatory testing and care.
4.3. Antiretrovirals for prevention
Box 3Key findings regarding the use of antiretrovirals for prevention
PrEP is considered unacceptable, unnecessary or unfeasible by approximately 24 of 32 respondents for ethical and practical reasons. There were 8 positive views of PrEP, but 4 of those were qualified by concerns about feasibility in many settings, significant barriers to ART for PLHIV in the general population who are eligible, stigma that discourages PWID from using services and the far more urgent challenges facing PWID in many countries: poverty, homelessness, hunger, illness and criminalization.
PEP is considered a useful prevention intervention by 14 of 21 respondents, but most PWID are not aware of it or can't access it, and 6 of those in favour felt that most PWID would be reluctant to ask for it. More advocacy is required to inform the community about this intervention, to develop policies that focus on the importance of PEP for PWID and to work with law enforcement where PWID risk prosecution when seeking health services at public facilities.
Early initiation of ART is considered a good option for PWID by 14 of 19 respondents, as long as it is a fully informed and individual choice, not a coerced or punitive measure enforced by the state or others only for the public health benefit. However, 7 of those respondents did not think it was feasible in their settings.
Pre-exposure prophylaxis (PrEP)
Ten of 32 respondents had not heard of PrEP or were not sure of what it involved. Eight respondents expressed positive views about PrEP as an HIV preventive option, although 4 of them acknowledged that they did not know very much about it. Four respondents' views were positive but with reservations. Fourteen respondents were unequivocally opposed to PrEP, while only 1 of a group of 11 young injectors spoke favourably about the intervention, the others expressing concerns or ambivalence.
In general, respondents were uncomfortable with an intervention that is imposed on individuals for the public's health.
“The possibly negative effect on the individual's health and wellbeing is not being considered as having the same value as the public health benefit. There is the old narrative about drug users as disease transmitters, and there's not enough attention to the needs of drug users as individual human beings and whether this intervention has real benefits for the individual who injects drugs.”
“[Many PWID] understand PrEP as a way to put the responsibility on drug users (with all of the implications they have to face in terms of toxicity, side effects, daily meds) rather than a collective, societal effort [to promote harm reduction].”
“In the EECA region [eastern Europe and central Asia], people are deeply alarmed by the possibility of their governments picking up on PrEP. [It] raises a whole series of human rights threats and risks: registries that could be shared with the police, compulsory attendance, a whole range of potential human rights infringements …”
“What are the side effects, what is the potential toxicity and what are the alternatives? An individual should have all the information to weigh the pros and cons, the toxicity, side effects, daily burden of meds as well as the benefits (which are more for the public's health than for the individual's).”
Three individuals expressed unqualified support for PrEP. One person lives in a setting where HIV prevention and harm reduction services are easily accessible, acceptable and affordable. While acknowledging that access to ART for those who are eligible is still inadequate, this person felt that any opportunity for protection against acquiring HIV would be desirable (this respondent is living with HIV). At the same time, this person believes that the acceptability of PrEP would depend on an individual's comfort in society – a person who is vulnerable due to homelessness or social isolation might be less willing to engage with health services in order to access PrEP. One person who lives in a setting where criminalisation is a significant barrier to health services for PWID, and harm reduction is not easily accessible, had not heard much about it, but he felt that “the more degrees of protection the better”. One member of a group of young injectors felt that it would be a good thing “if I felt that I was continually putting myself at risk”.
Four respondents who support the idea of PrEP live or work in countries where criminalisation of drug use creates a context of persistent and acute fear, and where harm reduction is largely unavailable or difficult to access; however, they emphatically qualified their views in terms of:
Uncertain feasibility in contexts where PWID are reluctant to access health services in general;
Unlikelihood in contexts where there are major barriers to ART and significant shortfalls in coverage, even for those who are currently eligible;
Current lack of awareness and information about this option; there would need to be full information about how PrEP works, the implications for adherence and resistance and costs to individuals;
The chaotic quality of most injectors' lives, which creates challenges for engagement with health care in general and adherence to ART or any other medical protocol even when it is needed as treatment for HIV or other health issues;
The aversion to being associated with the HIV-positive community, which could add more stigma to already highly marginalized lives;
Other more pressing needs for human rights shelter, food, health care, HIV treatment for PLHIV.
“If some doctors would prescribe PrEP for PWID, it would be really useful to prevent new infection. But in many EECA countries, to get PrEP a person would need to go to a doctor at the AIDS center, which is a horrible place, and to get there takes so much effort and is so connected to stigma and discrimination. And these doctors do not see drug users as clients, they see them as drug users, people who will not take these medications, will just sell it or whatever …”
“PWID are not even aware [of PrEP] in eastern Europe. The situation is catastrophic. HIV-positive people cannot get ART, nobody discusses PrEP or PEP … not even service providers. In eastern Europe, [PWID are not an issue] until people are dying of overdose. There is not basic health for this community, so it's too early to talk about PrEP. Some doctors and experts are discussing it, but people are hungry and they are homeless and they are just dying in the streets, so PrEP would not even be an option for them. It's not a priority.
“It may be an option for some people but not for all. It has to be people who are going to take the treatment responsibly and look after their health. It sounds like a good idea, but he reality is in order to take medication, you need food, water, shelter, etc. Maybe PrEP is not a good idea unless people have the other conditions of life.”
“The challenge is that the people who could most benefit from PrEP are the [the people with the] most chaotic [lives], which in many cases are the people who would be least likely to comply with the programme—that's the contradiction.”
Among the young PWID who participated in a group discussion, most4 were averse to the idea of a protocol that required daily medication, although some suggested that they might take it if there were an ‘incentive’.5
Fourteen other respondents were opposed to the idea of PrEP as an intervention for the PWID community at this time. Their views ranged from unequivocal rejection of the notion that ARVs should be used as a preventive intervention in light of continued shortfalls in access to ART for eligible PLHIV, to opposition to what is seen as a ‘medicalization’ of harm reduction, to a concern that HIV-negative PWID in some settings where awareness and understanding are very low would suffer additional stigma and harassment if they were to start taking an HIV-related drug regimen.
“Until we have the other interventions scaled up, I think PrEP is a step too far.”
“I am completely and utterly opposed to the use of PrEP for injecting drug users … supporting the use of PrEP for non-positive injecting drug users is … obscene. Until we have 100% treatment access for HIV-positive injecting drug users, [we should not have] discussions about the use of PReP for non-positive injecting drug users.”
“It's not ethical or acceptable as long as most people do not have access to the basic conditions of life and as long as diagnostics are not adequate to providing a true picture or where epidemics are and the magnitude—HIV as well as Hep C, TB, etc—to determine what drugs and what quantities are actually needed.”
“The introduction of and backing of PrEP is part of a much larger agenda to medicalize the HIV response, which poses a very serious threat to community-based preventive responses—across all communities. In the context of PWID, the bio-medical magic bullet promise of PrEP, [especially for] governments who are resistant to harm reduction, will be seen as an excuse not to scale up or introduce [proven] harm reduction programming.”
“As a health issue it might be good, but from a social perspective [in India] I don't think it would be a good idea … the stigma and discrimination would be worse for [PWID who started taking ARVs even though they are HIV-negative].”
“If IDUs take drugs for prevention this way, it would be hard to make them understand that they are not HIV-positive and it would be hard for the rest of the community and their families to understand. There is not enough information and understanding about this. As a health issue it might be good, but from a social perspective I don't think it would be a good idea.”
Three experts speculated that pharma companies might have a lot to gain from a PrEP rollout.
“In Russia, with 1.8 million injecting drug users and a government adamantly opposed to harm reduction, they're looking at a very large captive market.”
Many respondents noted that adherence to a daily protocol would be challenging for people who often have chaotic lives, and that poor adherence would increase the possibility of resistance to an important class of drugs, which an injector might eventually need for their own health.
“There are quite a lot of people who inject who are HIV-positive and who do not follow treatment; it could be a challenge to get people who are not positive on treatment like that, especially people who don't take care of their general health on a regular basis.”
One respondent who is strongly opposed at this time can see how PrEP might be useful when many other conditions are met (e.g. harm reduction to scale and universal access to ART), but most of his peers see it as a distraction from better access to harm reduction which is needed immediately. Others expressed concerns that the availability of PrEP in some countries would undermine the critical message that NSP, OSP, HTC and ART are vital harm reduction interventions, and that services themselves might be cut back or closed if PrEP were rolled out. This is a particular threat with regard to hepatitis C prevention (a far greater problem than HIV for the PWID community), as PrEP does nothing to address this; in effect, PrEP could pose a double risk, undercutting proven options and undermining hepatitis C prevention. In general, PrEP is seen as unnecessary and a poor investment when proven, low-cost harm reduction interventions are already available, and which some countries are still not providing.
“Wouldn't it make more sense to have clean injecting equipment?”
“For people who are concerned about high exposure to sexual transmission (e.g. MSM, SWs, TG), PrEP might be a good option, but for the injecting community it is more important to promote cheap and effective harm reduction, especially needle and syringe programmes. The priority should be availability of clean needles.”
It's a very expensive way to reduce the risk of HIV transmission, when we know that NSP and handing out harm reduction supplies is such an effective way to reduce HIV, and a lot cheaper. I would rather see a focus on the 15 million people who can't get access to ARVs, rather than trying to get injecting drug users on PrEP.”
“It might be a good thing, but it's not necessary. The priority is to work on harm reduction [referring to the current comprehensive package].”
Post-exposure prophylaxis (PEP)
Most respondents believe that PEP is an important intervention that PWID have a right to know about and to access, but that the community is generally not aware of PEP as an option. Some people feel that the availability of clean needles helps to remove a need for PEP among PWID (as long as they engage in protected sex), and for most people this would be preferable to seeking PEP in a public health facility. In some settings PWID would be reluctant to ask for PEP due to laws that would require providers to report drug users seeking services to the authorities; fear of prosecution would be more compelling than fear of HIV for most people in those settings.
“We need to start by decriminalizing drug users, then spread awareness about interventions like PEP.”
Two service providers felt that in some countries PWID would be unlikely to be given PEP due to stigma and marginalization of drug users as well as the cost of the drugs.
“PEP should be available to drug users but it's not. Drug users are considered as taking a known risk and so perhaps don't ‘deserve’ to get it.”
Furthermore, in many settings where active injecting drug users can't go to health care facilities to ask for ART if they are HIV-positive, they are even less likely to be able to go to an ER and ask for PEP because they used a possibly contaminated syringe; stigma is a powerful deterrent to seeking services, as is the fear of having one's drug-using history become part of a permanent electronic health record.
“It should be available for all. But [in Tanzania] they don't have access to clean syringes, so 100% have been exposed. So all PWID should get it, but we can't even get them to clinics in the first place—it's about stigma, it's about money, it's about lack of trust, so it's difficult to imagine PEP as an option [in this setting].”
“There is a value judgment element. There's more empathy toward a person who has been raped or a service provider [who has had a needle stick injury] than there is for a person who injects drugs, and this is excluding community members from a vital intervention.”
“When a person who injects drugs asks for PEP, it is because s/he is very sure that s/he's been exposed to HIV by a needle. When someone is that sure that they've been exposed, they should absolutely be given PEP regardless of the reason for the exposure.”
Several respondents, PWID community members and experts, two of whom had personal experience with PEP, felt that this was a good intervention as long as the individual had an understanding about the process and some level of stability in terms of housing and a support network to help the person cope with the process and the side effects. Some providers might be reluctant to provide PEP for young injectors because of consent issues.
One participant, a member of the PWID community as well as a technical expert, shares a more nuanced view of PEP for PWID: investment in PEP would be a diversion from the real issue. His position is that people who inject drugs should not be in a situation where they need to re-use needles. While unprotected sex might be more pleasurable than protected sex, and some people might choose to take that risk, there is nothing pleasurable about sharing needles, and it is not a choice that people would make voluntarily. He feels that UN guidance on targets for harm reduction is part of the problem; e.g. 200 syringes/year is not an adequate supply for a daily user, and the recommendation should be as many needles and syringes as any individual needs.
“We don't expect people to re-use condoms, we shouldn't be expecting people to re-use syringes. And that is effectively what we're being expected to do. Harm reduction programming is nowhere near the scale at which it needs to be, and that, for me, is a greater imperative than PEP. If we're choosing where to put resources, we should be putting them into pro-preventive measures. ”
When asked about limiting an individual to a certain number of courses over a period of 12 months, 2 service providers felt that there should be no limits, but that prescribing PEP required considerable counselling, support and follow-up, along with information for more effective prevention strategies.
Early initiation of ART
Early initiation is viewed favourably by 14 of the 19 people who responded to the question, but 7 respondents felt that is was not at all feasible in their settings due to criminalization, stigma, and general lack of ART for PLHIV who are currently eligible. Most of those in support of early initiation would be opposed if this were a mandatory measure imposed on the HIV-positive injectors.
One expert expressed concern that the way that some ART recommendations are worded facilitates imposition of treatment without the real consent of the patient.
“Even when the recommendation says that ART should be offered, in some countries, saying ‘no’ to a physician is not really an option, so those patients are effectively being forced into treatment. And you can be blamed and marginalized further if you refuse this treatment.”
Another member of the community and a technical expert pointed out the view that there is an important omission in the Consolidated ARV guidelines in that early treatment is not recommended for people with hepatitis C, as it is for people with hepatitis B; several respondents assert that hepatitis C is actually a much larger concern to PWID than HIV.
A more widely held view among respondents is that the health of the individual must be the first concern, and that early treatment must be an individual choice. Most respondents rejected the notion of the public health benefit as more important than the individual's wellbeing.
“There is a concern that in some countries this will be used to identify possible ‘vectors’ of transmission, especially among key populations and to force them into treatment to prevent transmission to others.”
“This notion that a given population is disproportionately contributing to transmission is stigmatizing; it's about others being more comfortable with the idea of starting around CD4 500, not the individual.”
However, in many places, there is a more urgent need for other support services for HIV-positive PWID, better treatment literacy, and universal access to HIV treatment for those who are eligible before early initiation of ART is a viable or acceptable option.
“Service delivery would be problematic, there are already long lines and overcrowded clinics. There would have to be more clinics just to serve the current population [who are eligible for ART].”
“Most people are just not ready to make a decision about treatment at that point, there are so many implications to consider (including that you have to take charge, carry the meds with you everywhere and deal with those issues as well) and so many other things to deal with.”
“Pills make you feel sick. If you are feeling well and you are not convinced you need this, adherence will be difficult.”
One member of the community who is also a service provider felt that in EECA countries, especially in Russia, doctors would never offer drug injectors early initiation on ART because of the low value placed on their lives.
“PWID are pretty much outside of society in Russia, and nobody in the MoH will ever think that drug users have families and friends, they simply can't conceive of this. They think that PWID are people who live on the street, have no friends or family, and of course they can infect only each other, which [in the view of the MoH] is good.”
A similar view is held by a respondent in Asia who first noted that he liked the new ARV guidelines on treatment initiation, because he thinks starting earlier is good for all PLHIV. However he sees other, more fundamental issues as needing more urgent attention.
“CD4 count is not the issue for PWID. Just to get them to the ART center is difficult, they are dirty and public transport doesn't even want to take them. There are no mobile services, and ART is only available through the government hospital, it is very unrealistic to [think about getting] PWID on ART early. People do not care about them, and they need so many other things: food, clean water, they sleep in the streets, they have nothing. So ARVs are not really important.”
Another member of the community and a service provider in a country where HIV transmission is illegal notes that early initiation can be an excellent strategy for PLHIV to achieve viral suppression and avoid criminal prosecution, especially when there are aggressive efforts to find and arrest people who are suspected of ‘criminal’ behaviour.
“Protection from prosecution is a huge individual benefit; there have been witch hunts of people who are [suspected of being] HIV-positive. “
A member of the PWID community in a setting where very few eligible people have access to ART notes that many service providers are not even aware of the new guidance on ARVs (recommending initiation at a higher CD4 level). He feels that early initiation might be a good idea in theory but a long way from reality in his setting where most PWID are reluctant to get an HIV test.
4.4. Comprehensive harm reduction package
Box 4Key findings regarding the comprehensive harm reduction package
Criminalization of drug possession and use is the most important issue facing PWID: without drug law reform harm reduction will not have the impact needed to protect PWID and to prevent the spread of disease.
The larger issues that influence the potential impact of harm reduction interventions are poverty, homelessness, mental illness, social exclusion and joblessness. WHO must take a stronger position on the social determinants of health in order to ensure the effectiveness of the comprehensive harm reduction package.
Key interventions (NSP, OST, HTC, ART) should be prioritized to support advocacy and accountability.
Community distribution of naloxone should be added to the list of harm reduction interventions.
Of the 21 adult participants who responded to questions about the comprehensive harm reduction package6 18 felt that the package was good in terms of its usefulness as reference points for advocacy. However, availability is uneven within countries and across regions. Respondents point out that access to OST in eastern European and central Asian countries is extremely limited, and it is prohibited in Russia, Turkmenistan and Uzbekistan. Poverty, homelessness, criminalization and disregard for human rights in other regions such as the Southern Cone countries of Latin America and in South Asia place harm reduction low on a list of priorities for governments and for PWID themselves. In some Eastern Mediterranean countries, there are high rates of hepatitis B, hepatitis C and TB affecting PWID, but there is little attention paid to harm reduction related to those diseases. Governments in North America and Europe are cutting back on services in order to push recovery.
Respondents highlighted a number of weaknesses in terms of the way the package was developed, the way it is presented, and in terms of missing elements.
“Very dry and technical set of recommendations … and it has not been prepared on the basis of any consultation with the community.”
Some participants feel that it would be helpful to view harm reduction as a process as well as a set of interventions. This would allow for a less limiting approach to harm reduction that also recognizes issues such as drug consumption limits, crack pipe distribution
One person felt that the only 3 that matter are NSP, OST and ART, but he added that getting PWID enrolled in ART was a huge challenge. Six other respondents believed that the package would be more useful if WHO would take a stronger position on the necessity of NSP and OST, two interventions that are critical to both HIV and hepatitis C prevention, but which are less available in many countries for social, political and financial reasons. The WHO, UNODC, UNAIDS Technical Guide for setting targets related to access to HIV prevention, treatment and care for PWID emphasizes the importance of a comprehensive approach, with high levels of coverage, to significantly reduce HIV transmission and other harms.iv However, most countries are not doing this.
“With a list like this, countries can ignore the ones they don't like and choose to implement the easier ones, and still say they are doing harm reduction. WHO should make a clear emphasis on NSP and OST. It is not possible to deliver good harm reduction programmes without appropriate coverage of OST. A WHO recommendation is a powerful tool for advocates, especially in countries like Russia. It provides more ammunition for advocates and sends a clearer message to governments. As it stands now, with the 9 interventions, each one seems to have the same importance, and this is not the case. “
Others would prefer that NSP, OST, HTC and ART be presented as the core, non-negotiable interventions.
“There has been a sense that if you do some on the list (condoms etc, things that a bit more marginal for PWID), then you're doing something at least … if you aren't doing these top 4, and you aren't doing all of them, then you're not going to be hitting the 50% reduction rates that we can achieve in HIV epidemics among PWID.”
In terms of pieces that are missing from the harm reduction package, and number of additional elements were suggested:
More explicit and non-moralistic information and education (life skills education for young PWID, safe injecting practices, vein and mouth care, overdose prevention);
More explicit reference to the need for harm reduction services for prisoners, or a prison-specific harm reduction package;
Attention to the specific needs of women at service delivery sites;
The importance of safe injecting spaces as part of harm reduction service delivery sites;
Psychological follow-up;
Community distribution of naloxone.
Several respondents commented on the importance of peer-led services and outreach, deeper partnerships with civil society and a more community-centered approach to delivering harm reduction services.
“Sex workers have blazed the trail on community-led services. It's now accepted that services should be provided by and for sex workers, and the same applies to the IDU community. What has tended to happen has been quite the opposite; we are excluded from working in services that are aimed at our community.”
Many respondents see the issue of harm reduction as something that extends beyond a list of 9 interventions. Some spoke at length about the need to address the social determinants of health before harm reduction can have a real impact on HIV and other epidemics. Issues such as poverty, shelter, hunger, mental health, joblessness and social and economic exclusion are all barriers to effective harm reduction. In some countries, racism and loss of cultural identity of entire groups of people, e.g. the aboriginal community in Canada, have a profound effect on the HIV epidemic within sub-groups of the PWID community. Some of these issues are systemic and need to be addressed by governments, but WHO and other international bodies are in the best position to engage on these issues at the highest levels.
Critical enablers such as the legal environment, access to justice and human rights must be addressed before harm reduction objectives can be achieved. Ten respondents mentioned the lack of access to harm reduction in prisons as a major concern. Almost every respondent called for decriminalization of injecting drug possession and use; this is considered the key that will unlock the response to HIV. Currently, penalties for possession and use send PWID to prisons, where they are often denied protection and harm reduction services; create climates of stigmatization and fear, which discourage PWID from seeking vital services; and fuel the distrust and exclusion that PWID experience as marginalized members of society.
“We can't talk about HIV and the injecting drug community without looking at global drug prohibition. And we certainly can't talk about getting to the ‘3 zeros’7
without really comprehensive drug law reform.”
The UNAIDS strategy for 2011–2015 echoes this view:
Social and legal environments that fail to protect against stigma and discrimination or to facilitate access to HIV programmes continue to block universal access. Countries must make greater efforts: to realize and protect HIV-related human rights, including the rights of women and girls; to implement protective legal environments for people living with HIV and populations at higher risk of HIV infection; and to ensure HIV coverage for the most underserved and vulnerable communities.v
- v
UNAIDS, 2010. Getting to Zero: 2011–2015 Strategy.
4.5. Community distribution of naloxone
Box 5Key findings regarding community distribution of naloxone
Naloxone is a cheap, safe, easy-to-use, life-saving drug. It should be available for community distribution to people who inject drugs, their peers and their families.
Community distribution of naloxone should be added as an element of the comprehensive harm reduction package.
Pre-loaded syringes or nasal spray are preferred.
The importance of rescue breathing must be emphasized along with distribution of naloxone.
“Naloxone saves lives.”
“We deserve to live, to be okay, to have more chances. We have lives of value, we are people, too.”
“People are dying every day In Russia. The quality of drugs is changing every day because heroin is often not available and so people have to take whatever they can find, and it's very difficult to find the right doses, and so overdose happens all the time. Naloxone used to be more available with Global Fund money and it was so successful, and service providers distributed naloxone in the communities, and it helped a lot and saved a lot of lives. But GF has not been operating since 2013, now there is [not enough] naloxone.”
The discussions of community distribution of naloxone were brief and the views were clear. Thirty-one respondents (one is based in a country where injecting drug use is limited to stimulants, and naloxone was not discussed) expressed unqualified support for making naloxone widely available without prescription and without burdensome conditions. Three respondents acknowledged that overdose is not a significant problem in their settings, however they felt that naloxone should be available to every person who injects opiates.
“Availability with prescription (as is the case in many countries) is not enough—it needs to be in the hands of peers, families etc, so that it is easily available.”
Many respondents feel that resistance to making naloxone more widely available to the PWID community and their families and friends can have a dramatic effect in terms of further marginalization of members of the community, reinforcing a sense of alienation from society, which only makes injecting drug users more reluctant to seek and use vital harm reduction and other health services. In many countries, continued criminalization of PWID also deters peers from getting emergency assistance when someone has overdosed.
“There's something so symbolic about naloxone. It's a life-saving intervention. If you say community distribution is not worth [doing], it's a value judgment on our lives.”
“What does that say about us if you're willing to let us die when there's such a preventative option in place? [Even if] you oppose harm reduction fundamentally, not being willing to save our lives feels so alien and says so much about what you think about us, and then that affects how we want to engage in services.”
In general, availability of naloxone is variable across regions. In Europe and North America, availability is becoming more widespread but there is not universal access, and it can still be difficult to get naloxone for peer distribution. In most countries where naloxone is legal and available for community use, there are usually conditions that require a prescription and training. In almost all of those cases, only a small amount is given to each person, generally a 2ml vial, which may be sufficient for 1 or 2 doses, depending on the situation. Respondents who mentioned the doses all felt that it would be better to have larger quantities available for community distribution.
Ideally, a sufficient and consistent supply of naloxone for peer workers to distribute along with basic training could create a cascade out to all members of the community. Training must continue to emphasize the importance of rescue breathing; one respondent worries that widespread availability of naloxone could overshadow the critical importance of this overdose management strategy. Another respondent feels that rescue breathing must be designated as preferable to chest compressions which are advised in her setting, but which result in additional trauma (e.g. cracked ribs).
In sub-Saharan Africa and South Asia, availability is much more limited. In most cases, only health professionals are allowed to administer it; in some cases, health providers themselves are not aware of it. In many Eastern Mediterranean countries, naloxone is available only at government health facilities, and only some first responders have access to it; however, administration of naloxone requires a doctor's permission, which in turn triggers a report to the police.
“Often people will be thrown on the street to die because they are afraid of trouble with the police.”
One respondent in sub-Saharan Africa raised the issue of health information systems as an issue to be addressed when advocating for naloxone.
“Current death registration masks the real extent of the problem; death caused by OD is called ‘pulmonary embolism’, so we don't have the real numbers to use when we advocate for wider distribution of naloxone.”
Arguments against community distribution of naloxone are considered to be baseless.
“The main resistance is based on a belief that people will feel safer and engage in more high risk behaviour and try to get as close to OD as possible, because we have naloxone sitting there. It's a ridiculous argument. It's true, for some users this is part of the game, getting as close as possible without overdosing. But if you know what it's like to go over and then get brought out with naloxone, which is not a pleasant experience, then actually getting your ‘stone’ right makes much more sense than being reckless, you can enjoy it without being interrupted. The arguments against naloxone just don't add up.
And there are complexities to the situation that don't fit with this simplistic assumption that people will act more recklessly (e.g. there may be other substances such as alcohol that are changing the way the body is processing the drug, or a health condition that makes the drug act differently).”
“Dealing with overdose is scary. There are no downsides to having naloxone. We could be saving people's lives! When you work with this community, you lose so many people. People's lives could be saved so easily, it's so easy to administer, it's so logical. The reality is that people hate drug users … and some people feel it's a waste of money if you're using it for drug users.”
When asked if there are any downsides to community distribution of naloxone, one respondent summed up the views of all participants:
“None. What kind of question is that?”
4.6. Adolescent and young people who inject drugs
While the issues of young injectors were not a main focus of this study, respondents in all regions signalled the urgent need to develop more youth-specific services for young PWID, including clinic-based, mobile and outreach services. Some service providers noted their lack of expertise for addressing the needs of young people who use injecting drugs, and they understand that young people are not comfortable seeking services in places where older injectors congregate. Another problem is that young people do not have the same type of peer support that older injectors have when services are staffed by current or former injectors.8 Peer counsellors who share lived experience with young injectors can provide opportunities for building relationships and supportive networks that promote good HIV prevention and harm reduction practices. Service providers also noted that most young injectors do not self-identify as members of the PWID community; they are injecting on an occasional, recreational basis, they are generally healthy, and they do not feel a need to seek HIV prevention or harm reduction services.
Regarding PrEP and early initiation of ART, most respondents feel that initiation of a daily, lifelong regimen would be unacceptable for young PWID as the decision is complex and adherence would be extremely challenging. Furthermore, there is not enough evidence about the long-term effects of either of these interventions in adults, much less young people. One expert who works with a global youth-led network for reducing drug-related harm noted that it was already very difficult for HIV-positive young PWID to access ART— due to chaotic lives, exclusion from OST which has a stabilizing effect that can facilitate ART initiation and adherence and stigmatization which discourages young PWID from seeking services—and that early initiation of ART is not a feasible option for young members of the PWID community.
Consent is an issue that concerns providers with regard to young clients. However, service providers who participated in the study said that they would provide a young injector the prevention and harm reduction services requested. Some providers would encourage the individual to involve a parent or guardian, but many young injectors live on the street or apart from family, and they would be unlikely or unable to do this. The most important thing for providers is that a young person understands the implication of the service or intervention being offered.
Most respondents who have some interaction with young injectors said that they would not support the use ARVs for prevention by young PWID due to concerns about adherence, side effects, resistance and other potential complications related to their age and lack of supportive services for adolescents and young people who inject drugs.
5. Conclusion
Four issues were the main focus of this values and preferences study:
The introduction of PrEP as a harm reduction intervention for people who inject drugs.
This was not supported by a majority of the participants in this study.
The comprehensive harm reduction package.
Participants felt that prioritization and additional components could make the package a more effective tool for advocacy and for strengthening the response to HIV and hepatitis C.
Community distribution of naloxone.
Participants assert, with no reservations, that this life-saving intervention is absolutely necessary and should be made available immediately to injecting drug users, their peers and their families.
Experience and preferences around HIV testing modalities.
Introduction of more peer outreach and mobile services and as well as broader availability of rapid testing are seen as starting points for addressing low uptake of HIV testing by members of the PWID community. Self-testing is not viewed favourably due the lack of counselling, support and referrals for follow-up services.
Participants in this study emphasized the need for more attention to critical enablers that fundamentally determine the accessibility and effectiveness of harm reduction for injecting drug users:
Human rights including empowerment of the PWID community for advocacy and equity
Poverty, homelessness and hunger
Stigma and discrimination
Equitable access to HIV prevention, treatment and care, and harm reduction services as well as basic health care
Legal environment and criminalization of drug use and HIV
Social and economic inclusion and re-integration
Psychological support
Participants also drew attention to four key messages that address fundamental gaps or weaknesses in current responses to HIV among the injecting community:
Hepatitis C is a bigger problem than HIV for PWID.
Youth-specific services are urgently needed.
Policies and services for prisoners are urgently needed.
Decriminalization of injecting drug use is the key to effective harm reduction.
Study participants represented a diversity of social and economic backgrounds. Their experiences as injecting drug users, service providers or researchers contributed important insights on the challenges facing the PWID community as they seek protection of their fundamental rights to health, decent conditions of life, a place in society and a voice at the table. While the study was limited in terms of the number of participants, the consensus was loud and clear: marginalization of people who inject drugs—through criminalization and lack of protection, violence and abuse, denial of medical and harm reduction services, poverty, homelessness, stigma, intolerance, fear and moralistic societal norms— will continue to force the community to live in secrecy and fear, to support transmission of HIV and other blood-borne viruses, and to undermine efforts to achieve the ‘3 zeros’.
Endnotes
- i
UNAIDS 2012 Global report.
- ii
Why pills alone are not the silver bullet; Presented at the TasP PrEP Evidence Summit, Controlling the HIV Epidemic with Antiretrovirals: From Consensus to Implementation. IAPAC; London. September 2013. 2013. .
- iii
UNAIDS 2013 Global report.
- iv
WHO, UNODC, UNAIDS technical guide for countries to set targets for universal access to HIV prevention, treatment and care for injecting drug users – 2012 revision.
- 3
Low threshold centers offer a space where marginalized people who use drugs can cope with difficult life situations and reduce the harms associated with their drug use. These centers generally provide health services and referrals on a walk-in basis; food, showers and peer support; and safe injecting spaces.
- 4
Exact number not reported.
- 5
Young PWID in this community have been receiving cash incentives for HIV testing through the UCSF/CAPS UFO study since 1997. See http://caps.ucsf.edu/ufo-study/
- 6
The comprehensive harm reduction package is considered by WHO, UNAIDS and UNODC to include needle and syringe programmes, opioid substitution therapy, HIV testing and counselling, ART, condoms, targeted information and education and screening and treatment for STI, and screening and management of HBV, HCV and TB.
- 7
Zero new infections, zero AIDS-related deaths, zero discrimination
- 8
Several respondents feel that there should be more members of the community involved in service delivery as the shared experience promotes greater trust in service providers, stronger peer support and more effective advocacy.
Annex 3.3. Values and preferences of transgender people: a qualitative study
Authors
Mira Schneiders.
2014
Acknowledgements
We would like to thank the 14 individuals who agreed to be interviewed for their participation in this values and preference survey and for generously sharing their experiences and insights as transgender people.
We also gratefully acknowledge the contributions of the following experts who participated in the Delphi consultation process for this study:
Diana Abou Abbas (Marsa Sexual Health Center, Lebanon), Stefan Baral (Johns Hopkins Bloomberg School of Public Health, USA), Anamaria Bejar (International AIDS Alliance), Azhar Bin Kasim (Malaysian Aids Council), Danielle Castro (Center of Excellence for Transgender Health, University of California at San Francisco, USA), Philip Castro (United Nations Development Programme), Cecilia Chung (Global Network of People Living with HIV North America), Vivek Divan (United Nations Development Programme), Justus Eisfeld (Global Action for Trans* Equality), Luis Gutierrez-Mock (Center of Excellence for Transgender Health, University of California at San Francisco, USA), Geoffrey Jobson (Anova Health Institute, South Africa), JoAnne Keatley (Center of Excellence for Transgender Health, University of California at San Francisco, USA), HeJin Kim (Gender DynamiX, South Africa), Ruben Mayorga (Joint United Nations Programme on HIV/AIDS), Rafael Mazin (PanAmerican Health Organization/World Health Organization), Midnight Poonkasetwattana (Asia Pacific Coalition on Male Sexual Health, Thailand), Tonia Poteat (Office of the U.S. Global AIDS Coordinator), Prempreeda Pramoj Na Ayutthaya (United Nations Educational, Cultural and Scientific Organization, Bangkok) Anita Radix (Callen-Lorde Community Health Center, USA), Magdalena Robinson (Transgender COLORS, Inc., Philippines), Alfonso Silva Santisteban (Universidad Peruana Cayetano Heredia, Peru), Khartini Slamah (Asia Pacific Transgender Network), Johnny Tohme (Marsa Sexual Health Center, Lebanon), Frits van Griensven (Thai Red Cross AIDS Research Center), Hege Wagan (Joint United Nations Programme on HIV/AIDS), Conrad Wenzel (San Francisco Department of Public Health, USA) Erin Wilson (San Francisco Department of Public Health, USA).
We also thank the transgender organizations and networks and the individuals that helped disseminate the invitation to individuals to participate in the study:
African Sex Worker Alliance
Asia Pacific Coalition on Male Sexual Health (APCOM)
Asia Pacific Network of People Living with HIV/AIDS (APN+)
Asia Pacific Trans Network (APTN)
Coalition of Asia Pacific Regional Networks on HIV/AIDS (7 Sisters)
FHI 360 Cambodia
GenderDynamiX
Global Action for Trans* Equality (GATE)
Global Forum on MSM and HIV (MSMGF)
ILGA EUROPE: Equality for lesbian, gay, bisexual, trans and intersex people in Europe
India Network of Sexual Minorities
Naz Male Health Alliance
Oogachaga Counselling and Support (OC)
OUT Well-Being
Rainbow Identity Association (RIA)
Red de Personas Trans de Latinoamérica (REDLACTRANS)
Sampoorna: A Network of Trans Indians across the Globe
S.H.E, Social, Health And Empowerment Feminist Collective of Transgender and Intersex Women of Africa
TGEU – Transgender Europe
Totem Jeunes
Transgender and Intersex Africa (TIA)
TRANSGENDER Asia Research Centre
Transgender Network Switzerland
Ana Coimbra
Sam Winter
Abbreviations and acronyms
- AFRO
WHO Regional Office for Africa
- ART
antiretroviral therapy
- EMRO
WHO Regional Office for the Eastern Mediterranean
- EURO
WHO Regional Office for Europe
- HIV
human immunodeficiency virus
- HTC
HIV testing and counselling
- LGBT
lesbian, gay, bisexual and transgender
- MSM
men who have sex with men
- NGO
nongovernmental organization
- PAHO
Pan American Health Organization/WHO Regional Office for the Americas
- PEP
post-exposure prophylaxis
- PrEP
pre-exposure prophylaxis
- SEARO
WHO WHO Regional Office for South-East Asia
- STI
sexually transmitted infection
- UNAIDS
Joint United Nations Programme on HIV/AIDS
- UNDP
United Nations Development Programme
- WHO
World Health Organization
- WPRO
WHO Regional Office for the Western Pacific
Definitions of key terms
Transgender is an umbrella term for all people whose internal sense of their gender (their gender identity) is different from the biological sex they were assigned at birth. Transgender people choose different terms to describe themselves. Someone born female who identifies as male is a transgender man. He might use the term “transman”, “Female to male (FtM)” or “F2M”, or simply “male” to describe his identity. A transgender woman is someone born male who identifies as female. She might describe herself as a “transwoman” “Male to Female (MtF), “M2F” or “female” (1).
Cis-gender is the opposite of transgender and refers to someone whose biological sex matches their gender identity (1).
Hetero-normative describes a world view that promotes heterosexuality as the normal or preferred sexual orientation.
Hormone therapy (also known as cross-gender hormone therapy or hormone replacement therapy) is a health intervention used by many transgender people. Hormones can be used to feminize or masculinize one's appearance in accord with one's gender identity. Physical appearance is often used to support assumptions about someone's sex, and hormone therapy can help a transgender person to be recognized as the appropriate gender (1).
Transition refers to the process transgender people undergo to live in their gender identity. This may involve changes to outward appearance, mannerisms or to the name someone uses in everyday interactions. Transitioning may also involve medical steps such as hormone therapy and surgery (known as gender-affirming surgery) (1).
Executive summary
The World Health Organization's (WHO) HIV Department has developed consolidated guidance on HIV among key populations, including transgender persons (2). As part of this process, a qualitative “values and preferences” study was conducted with transgender individuals from across world regions. The aim of these interviews was to ensure that transgender people's experiences with regard to HIV and broader health issues were captured and to foster better understanding of transgender-specific HIV and health issues. Specifically, the interviews sought to discover barriers and enablers as well as suggested strategies with regard to HIV information, prevention, testing, treatment, access to health services and other needs specific to transgender health.
To develop this values and preferences report, a three-stage process was employed. First, a desk scoping-review was carried out to gather available evidence about transgender people and HIV. Second, a two-round Delphi consultation was conducted via an electronic survey to invite experts in the field of transgender health to inform the design of the interview guide. Third, in-depth telephone interviews were carried out with 14 transgender individuals from across WHO regions.
Selective sampling was employed to identify a range of transgender men and women from different WHO regions and age groups, with differing HIV statuses and stages of transition. 14 transgender individuals (11 transgender women; 3 transgender men) took part in an in-depth interview. Respondents came from AFRO, WPRO, SEARO, PAHO and EURO regions; no transgender individuals from EMRO could be identified who would agree to take part in the interviews. The respondents' ages ranged from 22 years to 60 years. Three out of the 14 transgender individuals interviewed were living with HIV and three did not know their HIV status.
Respondents said that friends, the transgender community and the Internet were an important source of information, support and empowerment. However, many participants perceived the overall scarcity of transgender-specific health information – particularly on hormone treatment and gender-affirming surgery – as well as the trustworthiness of existing sources of information as a severe challenge. Overall, many of the respondents felt that more information on transgender-specific health concerns needs to be available and accessible, while existing HIV information needs to be tailored to address transgender people.
With regard to seeking HIV testing and counselling (HTC), commonly mentioned barriers included hetero-normative environments that are not sensitive to transgender people; service-providers low levels of competency in transgender-specific issues; and transgender people's low levels of trust in service-providers. Fear of HIV, which was related to external and internalized stigma, was also a barrier to seeking HTC. These services should be rapid, free, confidential and transgender-friendly in order to increase the number of transgender individuals who seek testing. Staff should also be trained to give advice or make referrals to other transgender-specific health services, such as hormone treatment. NGO-based testing, mobile clinics or community drop-in centres were also viewed as desirable modes of delivering HTC to the transgender community.
HIV prevention strategies were discussed, including sexual transmission, transmission through injections and the use of antiretroviral therapy (ART) to prevent transmission. While access to condoms was generally described as easy, other prevention commodities such as dental dams and lubricants were often unavailable. Despite the availability of condoms, low self-esteem, societal pressures and the fear of experiencing rejection from sexual partners were barriers to using them consistently.
The use of hormone injections appeared to vary widely between individuals and settings, with the majority of interviewees not considering the use of injections as a major HIV related concern. Injecting other substances such as silicone for gender-affirming body modification was reported as a major health concern in some settings.
Overall there was very little knowledge on pre-exposure prophylaxis (PrEP) and post-exposure prophylaxis (PEP) among the transgender individuals interviewed. Very little information on PrEP and PEP appeared to be circulating within the transgender community, and information that was available was targeted towards men who have sex with men (MSM) only. There were divergent opinions about whether PEP and PrEP should be promoted among the transgender community. Further research on the appropriateness and acceptability of PrEP and PEP among transgender individuals is suggested.
Three out of the fourteen individuals interviewed were living with HIV and taking ART. Among these individuals, stigma and discrimination from the health system and ART side-effects were described as challenging. HIV negative interviewees had concerns over possible interactions between ART and hormone therapy and the effectiveness of both treatments when taken together. Education and empowerment around ART, and the creation of treatment services in which transgender people feel comfortable and addressed in their transgender-specific HIV related concerns, were regarded as helpful for improving uptake and adherence to ART among those interviewed.
Transition-related concerns were found to be the major health priority among transgender individuals interviewed. The overall lack of transition-related information and services in the public health system, with regard to both hormone treatment and gender-affirming surgery, were seen as the greatest challenges to transgender people in achieving their highest attainable state of health. Transitioning was perceived as a vital pre-requisite for other physical and psychological aspects of health. Self-administered hormone use was widespread and reliance on non-medical guidance was common. Many individuals expressed concern over the potential adverse effects of non-supervised hormone use and wished to access non-discriminating, transgender-specific guidance through the health-care system. Similarly, those who desired to seek gender-affirming surgery also faced multiple barriers through the health-care system, including lack of services, high costs, long waiting times, poor capacity and poor quality of services. Resulting psychological distress was commonly mentioned, with some individuals describing their depression and suicidal ideation as direct results of being unable to access gender-affirming treatments. In conclusion, providing competent and non-discriminatory transition related treatment and care services through the public-health system is considered vital for improving physical and psychological health among transgender people.
The results of this qualitative values and preferences survey, alongside technical reviews of existing evidence, has informed the development of the HIV consolidated guidelines for key populations as pertaining to transgender people. Furthermore, this report may also be used to inform interventions at multiple levels, including HIV research, programmes, policy and advocacy.
Introduction and background
Transgender people are disproportionately affected by a variety of physical and mental health risks. Stigma and discrimination, and a lack of prevention, treatment and care tailored for transgender people combine to exacerbate health risks. Transgender-specific health needs are often severely neglected in policy, research and service provision across the globe.
A high burden of HIV is one of the major health disparities facing transgender people worldwide. Numerous social, economic and individual factors combine to heighten transgender people's risks of acquiring HIV and thus make them a key population in need of HIV prevention, treatment and surveillance. A recent global meta-analysis of HIV prevalence among transgender women documented 19.1% HIV prevalence among 11 066 transgender women across 15 countries, with the odds ratio of HIV infection among transgender women compared to the general population being 48.8 (3). A meta-analysis conducted in 2008 among US-based transgender women reported 27.7% HIV prevalence, with 73% of transgender women being unaware of their HIV status (4). A global systematic review on sex work and HIV revealed 27.3% HIV prevalence among transgender women who were engaged in sex work (5). While these studies document a high burden of HIV, predominantly among transgender women in the United States, quality data on HIV prevalence among transgender men and women from other regions, as well as studies estimating the size of the global transgender population, are urgently needed.
Despite their HIV related needs and risks, transgender people continue to be neglected and underrepresented among key populations (6, 7). Transgender community groups have voiced growing concerns over the discrepancy between their health needs and the funding, research and programmes allocated towards them, and have urged United Nations agencies to systematically address these gaps (8). With HIV among the leading health issues facing transgender people, WHO has been working regionally to address HIV and some of the broader health concerns facing transgender populations (9, 10, 11, 12). There is an urgent need to further address the HIV related needs of transgender people worldwide, as well as the underlying structural, social, individual and biomedical factors underpinning the HIV epidemic among this key population.
The WHO's HIV Department has consolidated normative HIV guidance for key populations, including transgender people (2). As part of this process, a background-scoping exercise on the current global state of evidence around transgender people and HIV was conducted. Next, experts in the field of transgender health and HIV were consulted in order to identify gaps in existing knowledge around HIV and transgender health. Finally, a values and preferences survey, in the form of qualitative interviews with transgender people, was conducted to ensure that the voices of transgender men and women were considered in the guideline process. Specifically, the interviews attempted to capture the experiences, needs, values and preferences of transgender people with regards to HIV prevention, treatment and care.
This report summarizes the findings of the qualitative interviews conducted among transgender people from across WHO world regions. The results of this qualitative survey, alongside technical reviews of existing evidence, have informed the development of the sections of the HIV consolidated guidelines relevant to transgender people.
Methods
Prior to conducting the values and preferences interviews, a desk scoping-review on HIV and other health-related needs among transgender people was completed. The scoping exercise gave an overview of HIV related epidemiology, prevalence, risk factors and access to health services among transgender people globally. It also provided an overview of existing WHO guidelines and recommendations with special considerations for transgender people and HIV. Research gaps and recommended ways forward for WHO were highlighted. The document concluded that conducting values and preferences interviews with a sample of transgender men and women from across world regions should be a priority action for WHO in light of the development of the 2014 key populations consolidated HIV guidelines.
The Delphi process
In preparation for the values and preferences interviews, an online Delphi consultation was conducted with a group of experts in the field of transgender health and HIV, to gain consensus on the most important topics for inclusion in the in-depth interviews. The Delphi method is a structured process for collecting and distilling knowledge from a group of experts using a series of questionnaires, which are then summarized for further opportunities for controlled feedback of opinions. The Delphi consultation was conducted in two rounds via an electronic survey using Survey Monkey. Summarized responses from Round 1 were returned to participants, along with the Round 2 questionnaire, which excluded those questions on which consensus had already been reached.
Round 1 Delphi
WHO Regional offices were informed of the Delphi consultation and asked to provide contacts to key regional experts in transgender health and HIV to be included in the Delphi exercise. Using these contacts, together with well-known experts from academia and international organizations, a total of 44 individuals were invited via e-mail to participate in the Delphi exercise. A week following the initial invitation, the link to the Round 1, 27-item survey questionnaire (see Annex 1) was sent out and the survey was kept open for one week, with one reminder e-mail sent out one day prior to survey closure. Round 1 was completed by 24 experts (a 54.4% response rate). Respondents were anonymous to one another, and only the research team was able to access details of those participating. Responses to each question were summarized using descriptive statistics.
Round 2 Delphi
Based on Round 1 analysis, the Round 2 survey was developed, including a summary of all items on which there was consensus (which was predetermined as being 51% agreement by respondents on any given question (13)). All items with less than 51% agreement, as well as any novel topics raised in Round 1, were included in this second questionnaire for the purpose of ranking.
The 24 experts who had participated in Round 1 were sent an e-mail summary of Round 1 results and the link to access the Round 2 survey. The survey link was kept active for one week, with one reminder e-mail sent one day before closure. Eighteen experts participated in Round 2 (a 75% response rate among those who had participated in Round 1). Following analysis, participants were again informed of the results of Round 2.
The in-depth interviews
Transgender participants who took part in the values and preferences interviews were recruited using a convenience, snowball sampling method. Experts who had been contacted through the Delphi process were asked to provide contact details of transgender individuals from their networks or Region to partake in the in-depth interviews. Based on the contacts provided, 72 transgender individuals were identified and personally invited via e-mail to take part in the interviews. Further recruitment of transgender individuals was done via advertisements circulated through social media websites, organizational networks and mailing lists. Thirty-five transgender networks and organizations, representing all major regional transgender networks and NGOs as well as key local networks, were contacted via e-mail and asked to forward an invitation to their transgender members.
The recruitment letter (see Annex 2) included a link to a short Survey Monkey online survey (see Annex 3), in which transgender individuals were asked to register their interest in taking part in an in-depth interview by providing basic sociodemographic information. The short online survey was completed by 34 transgender individuals. In an attempt to achieve equal regional representation and capture a wide range of varying persons with regard to age, gender, transition stage and HIV status, 19 transgender individuals were invited to take part in an interview. Fourteen individuals agreed to be interviewed and interviews were arranged on an individual basis.
Interviews were conducted in December 2013 and January 2014 by an independent consultant, via telephone or Skype. A semi-structured interview guide which was developed based on the results of the Delphi consultation and scoping review was used to guide interviews (see Annex 4). Topics covered in the interviews included HIV knowledge, prevention, testing and counselling, treatment and care, antiretrovirals as prevention and other health concerns. Open-ended questions were used to encourage in-depth expression of personal experiences, opinions and perspectives by interviewees.
At the start of each interview, the interviewer verbally reviewed the participant information sheet which the participant had been sent prior to the interview, before taking verbal consent (see Annex 5). Interviews took 50–90 minutes to complete. All interviews were conducted in English, with the exception of one, which was conducted in Spanish, using a Spanish–English translator arranged by the interviewee.
All interviews were recorded and then transcribed verbatim by the consultant. Information provided during the interview as well as the short online survey was anonymized so that only the consultant was able to access personal details of interview participants.
Transcribed interviews were entered into the qualitative analysis software QDA Miner Lite. Each interview was then re-read and coded thematically using the software. Coding was organized into topics covered on the interview guide, while novel themes and topics emerging out of the data were also included. Content for each code or theme was then retrieved separately and all quotations pertaining to one theme or code were re-read and analysed for content. The narrative section on each theme was then written.
Respondent demographic and psychosocial profiles
Tables 1–3 provide an overview of the basic demographic information of the 14 transgender individuals interviewed. Eleven transgender womeni and three transgender menii were included in the interviews. Respondents came from Brazil, El Salvador, Fiji, France, India, Indonesia, Philippines, the Russian Federation, Singapore, South Africa, Thailand and the United States, representing five different WHO Regions. (For the Eastern Mediterranean region no transgender individuals could be identified who would agree to take part in the interview.) Respondents' ages ranged from 22 years to 60 years. All except one participant were working with transgender or health-related organizations. Three out of the 14 transgender individuals interviewed were living with HIV and taking ART. Eight respondents reported being HIV negative, while three did not know their HIV status. Of these three, two reported never testing for HIV in the past.
Respondent profile by gender and region of residence.
Respondent profile by gender and age.
Respondent profile by HIV status.
Key Findings
Topic 1. HIV and transgender health-related information: access and sources
SUMMARY BOXHIV and health-related information
Supportive factors and enablers
Sources of information relating to HIV and transgender health that were identified by interviewees were: friends and the transgender community; the Internet and social media; transgender and HIV organizations; UN agencies; national governments and research and academia.
Friends and the transgender community appear to play a vital role in creating, distributing, validating and endorsing information on HIV and transgender health-related issues.
Information was commonly sought out and shared on the Internet and social media sites.
Information was sought both from within the transgender community and outside: the transgender community itself served as an important resource in creating and sharing information and knowledge with regards to transgender health, while individuals working in transgender health-related organizations also turned to governments, UN agencies and academia to look for validated information which could then be adapted to the local context.
Challenging factors and barriers
A lack of transgender-specific information and research was seen as the greatest barrier to accessing information on HIV and other health issues.
Many transgender individuals perceived themselves as being a minority within the lesbian, gay, bisexual and transgender (LGBT) community, and conflation of their issues with those of men who have sex with men issues in particular was perceived negatively.
Information specific to transgender people and research into hormone use and its potential impacts and interactions on HIV prevention, risks and treatment was also widely said to be lacking.
The trustworthiness and language barriers associated with available transgender-specific information sourced from the Internet was raised as a concern by a few participants.
Suggested solutions
Information on HIV and other health-related information should be made specific to transgender men and transgender women, and they should not be addressed as a sub-population within LGBT or heterosexual HIV frameworks.
Transgender-specific health information should be available in ways that do not exclude transgender people who are illiterate, non-English speaking and non-Internet users.
More research should be done on transgender-specific health issues, such as potential interactions between gender-affirming treatment and ART treatment.
Supportive factors and enablers
Nearly all individuals interviewed reported friends and the transgender community as the prime source of HIV and other health-related information, peer support and a strong sense of community. Exchange of information occurred both through face-to-face and virtual connections with other transgender individuals. Across respondents, friends and the transgender community were portrayed as a vital source of information, support and empowerment.
“We take care of each other and that goes a huge long way towards helping ameliorate the difficulties that we're facing in trying to get information… we're not just lonely, single people out in the cold waiting for the door to open and for us to be brought in. We have amazing communities already, we take care of each other… and I would say, that's one of the best things about being trans.”
Transgender man, 31, United States
A majority of interviewees mentioned the importance of the Internet and social media in providing health-related information, included social network sites and transgender-specific blogs.
Many reported actively searching the Internet for information on hormone use, gender-affirming surgery and health-care services and service-providers, as well as to connect to peers. Using the Internet to access HIV specific information was mentioned less frequently.
“When I started my hormone therapy, I started going into Facebook groups and checking information on what they are taking … I also could find some online resources from some Canadian reports on hormone therapy and other transition methods.”
Transgender woman, 29, Brazil
“Some older transgenders shared their experience of using the hormones and other things… I read a lot of Internet because I cannot get any access from the medical practice, medical providers…”
Transgender woman, 22, Indonesia
Responses also suggested that the majority of information consulted on the Internet by transgender people largely came from the transgender community itself or was in some way endorsed by the transgender community, and hence was considered more trustworthy. Furthermore, numerous responses suggested that the high reliance on information from peers and the Internet was due to a lack of information elsewhere, such as through the medical system or research.
“If I'm on Facebook or if I'm on Tumbler and I see WHO recommending that this is a set of recommendations and this is what you should do, this is what you should not do… I won't share that, I won't tweet that. But if it's coming from someone who is prominent in his region or her region, or someone who is a known figure somewhere, who is part of the community, and then I will say, “Oh yes hey, if she is endorsing it or he is endorsing it, there must be some truth in it.”
Transgender man, 29, Singapore
All except one interviewee worked in transgender- or health-related organizations, reporting these as important sources of information on HIV and broader health issues. This is likely to have had a strong bearing on the level of information available to the transgender individuals interviewed here. Some of these individuals explicitly mentioned directly seeking out information related to HIV and transgender health from publications from government, UN agencies and academic research and then contextualizing such information to fit their local needs.
“Our main source of information is coming from the UNO, the manuals that United Nations gave us and still continues to give us.”
Transgender woman, 35, El Salvador
“In terms of latest technologies, latest medications, even interventions, things of that nature, we normally get it through our funders.”
Transgender woman, 44, United States
Challenging factors and barriers
A lack of transgender-specific information overall was perceived by the majority of transgender people interviewed as the major barrier to accessing HIV and transgender-health related information. Among individuals not self-identifying as men who have sex with men, several perceived the conflation of transgender issues with other LGB issues – and in particular with MSM issues – as frustrating. Though a less common experience, some individuals also said that the discourse on HIV in their context was predominantly targeted at heterosexuals. This was seen as preventing transgender-specific issues from being adequately addressed.
“The sad thing is that trans women are lumped within those MSM approaches, within those MSM statistics, within those MSM interventions. Transwomen are not MSM. Once you start focusing on MSM and you include transwomen, you have already missed us.”
Transgender woman, 31, South Africa
The main gaps in information identified by transgender individuals pertained to gender-affirming surgery and hormone use, including concerns about potential interactions with ARTs and HIV test results. Furthermore, a lack of transgender-specific information on HIV prevention and effective interventions was identified as a major gap.
“I did not know whether hormones have any interference with the test results and I can't find anything on that at all… it was just hard because there are times whereby my results came back inconclusive, so I get positive results, I get negative results, during my screening test… And I also don't know how effective treatment is when one is on hormones.”
Transgender man, 29, Singapore
Some participants reported that efforts were being made to target HIV messaging towards transgender populations, but they still felt frustrated by these efforts. Others raised concerns about the complete absence of transgender-specific HIV awareness information in their countries, feeling that their needs for information were not being addressed.
“Even if UN agencies – UNAIDS or UNFPA or all these UN agencies or regional agencies talking about HIV – [are] making sure that we also prioritize key populations, it's still not reflected in terms of awareness messaging and packaging. There is still no specific awareness information available, or material that's specific to our needs. So I don't think that it's fully addressed… They can have their conversation in their offices, but its not reflected in the information that is going around in the community. There are no television, newspaper or printed materials on the specific needs of transwomen and transmen and how they can protect themselves from HIV. It's still the old same heterosexual packaging.”
Transgender woman, 28, Fiji
The uncertain reliability and trustworthiness of available information on transitioning, particularly on the Internet, was described as a frustration and concern by several individuals.
“It is very frustrating, the information is out there but you don't know which one you can trust… Using social media, I think it's a good platform but we need to know how to really seek out this information and whether it is true or it is not.”
Transgender man, 29, Singapore
A few participants said that language barriers to transgender-specific information available on the Internet present a challenge to illiterate or non-English speaking transgender people. Limited access to the Internet was also a barrier to accessing relevant information for some.
“I haven't found any website or information written in Thai about hormones for transgender. I found some article in English. But it's lucky for me that I can read, I can write English. But for the [other] people, especially for the transgender in Thailand, it's just very difficult for them… to understand the scientific term, the vocabulary and the term they use.”
Transgender woman, 29, Thailand
Suggested strategies for improving access to HIV information
Many transgender individuals suggested that addressing transgender health needs separately from the needs of LGB populations was an important step towards providing access to HIV and other health information for transgender people. Two participants suggested that information on HIV and health should be made specific to transgender women and transgender men, to ensure that their specific needs are met. Furthermore, some participants urged that transgender-specific health information be accessible to illiterate, non-English speaking and non-Internet using transgender people, by making it available in local languages and in nonverbal forms, such as by using the creative arts.
“And one other thing that needs to be highlighted is that transgender people are transgender men and transgender women. When we work on key affected populations we call them MSM, we call them women and girls, but then when it comes to transgender, it's “transgender”. But there are actually two genders in transgender: there are men, there are women.”
Transgender man, 29, Singapore
Topic 2. HIV testing and counselling (HTC)
SUMMARY BOXHIV testing and counselling
Challenging factors and barriers
Hetero-normative, judgemental and non-transgender sensitive services were perceived as the greatest barrier to seeking HTC among many individuals interviewed.
The fear of getting a positive result also prevented some from seeking testing.
Some individuals mentioned concerns over confidentiality, long waiting times at testing facilities, having to travel long distance to a testing facility, a lack of follow-up or referrals and the cost of testing as further challenges.
The importance of receiving counselling and support after testing and the absence of this during self-testing was highlighted by some individuals.
Supportive factors and enablers
For many individuals, the importance of knowing one's HIV status was the primary motivating factor for seeking HIV testing.
Encouragement from peers and access to fast or free testing – including free rapid testing – were factors that encouraged several individuals to get tested.
Confidential and transgender-sensitive testing services were seen as vital enablers for wanting to get tested.
Suggested strategies
HIV testing should be confidential, free and rapid where possible.
Testing services should be transgender-sensitive and non-judgemental.
Staff and counsellors should be trained and sensitized on transgender health issues in order to be able to deliver transgender-specific HTC.
Staff should also be trained to give advice on or make referrals regarding important transgender health issues, including hormone treatment.
NGO-based testing, mobile clinics or community drop-in centres were viewed as desirable modes of delivering HTC to transgender communities.
Challenging factors and barriers
Among those who had been tested for HIV, a majority perceived the hetero-normative and non-transgender sensitive testing environment to be a major problem. Respondents commonly felt stigmatized, discriminated against, unwelcome and misunderstood, making it difficult to raise their concerns. Subsequently, some respondents strictly avoided such testing environments.
“The problem is that if you get tested… the people who provide testing think very much hetero-normative, heterosexually… which makes it very hard for a trans person to sort of raise your issues to them. So it's not a sort of a place where I would go unless it's absolutely, absolutely necessary, and I can imagine – and I know this from being in the community – that a lot of people refuse to go for that reason.”
Transgender woman, 30, South Africa
Some transgender people reported being perceived as cis-gendered people when they went for HTC. Thus they perceived the risk assessment to be of little help, or even annoying.
“The testing itself was very [hetero-]normative, because the person who tested me first of all read me as a cis-gender woman and the questions that he asked in the risk assessment was the questions that would be applicable for a cis-gender woman with a vagina… the risk analysis was not proper and it was based on an assumption and on some misconceptions.”
Transgender woman, 31, South Africa
Overall, a low level of trust in service providers at testing centres was expressed. Many transgender individuals felt they had to educate the health-care staff to be more knowledgeable on transgender-related HIV issues and more sensitive towards transgender clients. This was described as an “overwhelming explanation” and an uncomfortable experience overall. A few interviewees also reported experiencing similar barriers at settings which they felt should have been less hetero-normative, such as at LGBT clinics and international conferences.
“I don't want to have to go to test somewhere every time where I feel I have to educate the nurse on my risk and my risk behaviour.”
Transgender woman, 31, South Africa
“…if you are working in an LGBT clinic you have a responsibility to recognize that there are trans people there, we are not the hugest population, but we're there and we might not look like what you think… and it's not my responsibility to do your job for you.”
Transgender man, 31, United States
Some individuals also felt reluctant to getting tested because of their fear of testing positive. They described feeling nervous, scared or emotional prior to taking their test and “not ready to deal with whatever is going to be said”, describing HIV as a “scary disease”. Aside from these fears, reactions from society and the possibility of not being allowed gender-reassignment surgery were perceived as risks associated with a positive HIV test.
“It takes a lot psychologically to get up in the morning, to sit in those long lines, to test… When I went for testing the other day … I went into the counselling room, I was counselled, I left without testing because I wasn't sure whether I am ready to deal with whatever is going to be said there.”
Transgender woman, 31, South Africa
“How do you live and how do you deal with the reaction from the society when you got the result, especially when it is positive? People are afraid to get an HIV test … they have no idea what to do if they have the positive result… Some people believe that if you have HIV, it means you're going to die soon… And yes, when it comes to the workplace… people living with HIV are not accepted.”
Transgender woman, 29, Thailand
Some participants voiced concerns over the confidentiality of getting an HIV test. A few participants also identified the long distance to a testing facility, long waiting time at the facility, and the direct and indirect costs associated with HIV testing as further barriers to getting tested.
“Transgender women, for example if they live in a specific zone where they have health care there, they don't go to that clinic, but they go very far away from their home to take the test … because for example there are neighbours or friends or somebody who knows them and who might make public their result.”
Transgender woman, 35, El Salvador
A lack of follow-up on HIV test results and referral to other services in the case of a positive test result were mentioned by a few participants as barriers to retaining transgender individuals in HIV care.
“The reason why I didn't go back for my results was that there was no follow-up… I was actually expecting them to follow up on all of the people that were testing. But no one called me for my results.”
Transgender woman, 28, Fiji
Two participants reported never having been tested for HIV. They expressed no real need to get tested, primarily due to a low self-perceived level of HIV risk.
“It didn't come to my mind that I have to go for the HIV test or that I don't have to go. … since I am not into that much of unsafe sexual practice, I don't get tested at the moment.”
Transgender woman, 40, India
A few participants spoke about the possibility of self-testing, raising concerns about the lack of professional support and counselling in such circumstances.
“I think that is a bit of a risk because you don't know how people are going to be able to handle their status. I for example would not want to self-test. I do think there is value in a trained person like a counsellor coming to test you… Because if you self-test, you don't always know all the facts… So if I am positive and I have tested myself, who will be able to answer those questions for me?”
Transgender woman, 31, South Africa
Supportive factors and enablers
When asked what motivated individuals to seek testing for HIV, interviewees generally expressed a desire to know their own status. Having access to easy, fast and free testing which is at the same time confidential and transgender-friendly was seen as an important prerequisite for getting tested. Rapid testing was viewed as desirable, due to the fact that results could be obtained quickly. Providing testing that is explicitly targeted towards transgender people or which involves transgender peers at the testing facility also encouraged individuals to get tested.
“My guy friend told me that there is a free test and the results will come out after an hour… I really want to try it. Because it's easy, it's fast and it's free… to know your status is much better than you don't know anything about your status.”
Transgender woman, 22, Indonesia
“What motivated me to join this test was because it was targeting a specific group – it was targeting our group.”
Transgender woman, 28, Fiji
Suggested strategies for improving HIV testing and counselling
The majority of transgender individuals interviewed agreed that having access to confidential testing was essential to improve the HIV testing experience. Some additionally mentioned the necessity of having access to free testing. The view that HIV testing facilities should become transgender-inclusive, transgender-sensitive and non-judgemental was pervasive across respondents. Specifically, interviewees felt that testing services should be “welcoming”, “friendly” and offer “positive advice” to transgender clients, in order to make them feel more comfortable. Many felt that training and sensitizing staff on transgender-related health needs and risks could help achieve this and challenge the current hetero-normative approach of testing and counselling. Several individuals expressed the view that staff should be trained to offer advice – or at least be able to make a referral – on other important transgender-related health issues, such as hormone treatment, gender-affirming surgery and mental-health services.
“[HTC providers] need to make sure that there is confidentiality. There is a lot of confidentially issues… and these need to be resolved in order for people to start wanting to get tested… It's also about education: people who provide the testing should be taught about trans-specific issues in terms of HIV, they should be taught to provide transgender-friendly services.”
Transgender woman, 30, South Africa
“Because we live in a community that's so small… I would want to go to a hospital where no one would totally know me or see me entering. Most of the facilities and the locations of the clinics where testing is currently underway… are very visible to the public… So if I were to go to for testing again, it would have to be somewhere very secluded, or maybe a mobile clinic, that would come at night and do testing for key populations…”
Transgender woman, 28, Fiji
Some interviewees also suggested that offering testing through transgender-based organizations such as NGOs in the form of community drop-in centres or mobile clinics would be a successful strategy for increasing the uptake of HTC among transgender people.
“I don't really like going to hospitals and things like that. I would like to suggest that if there was something to motivate me to go for testing, it would be like a drop-in community centre for trans women that offers different kinds of services, as well as testing. That would be a really good initiative to actually get a lot of key populations to come for testing…”
Transgender woman, 28, Fiji
Topic 3. HIV prevention: access and barriers
SUMMARY BOXHIV prevention: access and barriers
Prevention of sexual transmission
With the exception of prison settings, where lack of condom availability was described as a major challenge, the large majority of transgender individuals perceived condom access as easy and presenting few barriers.
Difficulty in accessing other prevention commodities such as dental dams and lubricants, and the lack of transgender-specific marketing of prevention commodities, were raised as challenging factors.
Low self -esteem, societal pressures and fear of rejection by sexual partners were seen as major barriers to consistent condom use by some interviewees.
Traditional and medical circumcision as an HIV prevention measure for transgender women should be regarded with caution, as transgender women may feel violated by such “male-oriented” practices.
Prevention of sexual transmission through injections
Risk perceptions of HIV transmission associated with injections of hormones, silicone and other gender-enhancing substances varied widely among interviewees and settings.
Injections by health-care staff as well as unsafe injections were reported, with the latter being more common for the illegal injection of gender-enhancing substances such as silicone.
Access to clean needles was generally described as easy in most settings, but needle exchange programmes serving transgender people were not available.
Antiretrovirals for prevention: PrEP and PEP
Less than half of the transgender individuals interviewed had heard of PrEP or PEP.
Available information came mostly through HIV related research or work, predominantly targeted towards men who have sex with men or sex workers, while awareness within the transgender community at large was assumed to be very low.
The major barrier identified with regard to PEP and PrEP was the lack of transgender-targeted information.
Further barriers that were mentioned included the cost of such treatments, a lack of access through the health system, potential side-effects, interactions with hormones and being on chronic medication.
The few participants who were aware of PEP and PrEP expressed mixed feelings as to whether they should be offered or promoted within the transgender community.
Overall, these findings suggest the need for more research on PrEP and PEP with regard to its appropriateness and acceptability among transgender individuals.
Prevention of sexual transmission
With the exception of prison settings, access to condoms, either commercially or through NGO programmes, was said to be easy by the large majority of interviewees. However, access to other prevention commodities such as dental dams and lubricants was described as more difficult, with supplies often unreliable.
Despite the availability of condoms, several individuals reported not using condoms with their sexual partner consistently. Some transgender individuals saw low self-esteem, societal pressures and fear of experiencing rejection from sexual partners for wanting to use a condom as barriers to practicing safe sex. The value of practising safe sex was sometimes perceived as secondary to the desire to avoid feelings of rejection and social isolation. Within sex work, clients' objection to using condoms was also described as a barrier to consistent condom use. Furthermore, one transgender man raised concerns over the marketing of prevention commodities for transgender men, suggesting that current marketing did not specifically address them.
“The fact that someone wants to have sex with us would mean that he doesn't mind my genitals, he doesn't mind my body, he doesn't mind anything about me – and do I [therefore] have the right to ask for safer sex? I mean, I might just turn him away and he would just brush me off like every other rejection that I have gotten like that living as a [transgender] person… It's more about wanting a kind of belonging and not wanting to be rejected again. Especially in that moment of passion, you really hate to be rejected. And once [sex without a condom] happens, it's something that keeps happening. You just keep thinking that this is normal, it's safe, you have not gotten [HIV] and it's safe to continue like that, because this must be the way to go to not get rejected.”
Transgender man, 29, Singapore
“There is a lot of information out there about how gay men have sex. And a lot of that I think makes it difficult for trans men, particularly those who are just newly transitioning and newly wondering about… what kind of sex they need to have, how much agency they have to control the circumstances under which it happens, and as a result what kinds of situations they put themselves in with regard to HIV or other kinds of STIs… You just pile onto all of this the hard time growing up, the hard time getting into relationships, the hard time transitioning, the hard time trying to feel like you are a normal functioning member of whatever social group you are in. If that were easier, then maybe we would have a little bit more energy for things like taking care of ourselves… And that all factors into… the decisions I was making around [questions like,] Is my life really worth it or do I want more to try to belong just for this little moment and forget about the consequences?”
Transgender man, 31, United States
A few interviewees cautioned that circumcision for prevention of sexual transmission was a potentially challenging HIV prevention strategy with regards to transgender women. Circumcision of transgender women was seen as a violation of bodily autonomy and female gender identity and one interviewee explicitly advised against inclusion of transgender women in circumcision practice.
“Many trans women feel that that circumcision is a violation of their gender identity because the circumcision itself goes beyond the snipping of the foreskin… it means society then sees them as men, which is the very notion that trans women reject. And our government is also encouraging medical male circumcision as an HIV prevention strategy. That is problematic because it looks at it from a “one size fits all” kind of approach.”
Transgender woman, 31, South Africa
Prevention of transmission through injections
Most of the transgender individuals were uncertain of the prevalence and frequency of hormone injections within their respective transgender communities. Nonetheless, the large majority of interviewees did not personally perceive the use of hormone injections as a major HIV related concern.
The reported mode of administering hormone injections varied by setting, with some participants reporting self-administration of hormones to be a common practice, while others said that hormone injections were administered by health-care staff and were thus perceived as safe. Yet in other settings, only oral hormone use was reported.
“Some girls who are travelling for leisure or business will buy a horde of injectable hormones from Thailand, for example, and they would bring it over to the Philippines and then they would have an injection party… and the nurse will inject them. So it's… a very clean procedure and its quite safe.”
Transgender woman, 36, Philippines
Some interviewees saw injections of soft tissue fillers such as silicone as a noteworthy problem within the transgender community. Mostly, silicone use was said to occur within lower-income groups and within transgender individuals working in the sex industry. One transgender woman reported that she had experienced numerous health problems as a consequence of receiving these injections. Most other participants were concerned by and hence avoided silicone injections, yet acknowledged that the comparatively low price of illegal injections was an incentive to use them. One participant further mentioned the injection of recreational drugs, in an attempt to cope with depression and social discrimination, as an additional HIV related risk factor within the transgender community.
“Beauty salons… provide silicone injection for their nose, their breasts, their hips…Those who [perform the injections] are not professional nurses or doctors. They just get it from the black market … Especially [those transgender people] who have occupation as prostitutes, they use that to enhance their beauty, their sex appeal… Illegal injections using silicone oil are quite prevalent here… because of the general poverty of trans people in my country, because they cannot afford gender-affirming surgery in either public or private [sectors], they… opt to get illegal injections from quacks.”
Transgender woman, 22, Indonesia
Access to clean needles was generally said to be easy. Most transgender individuals mentioned being able to buy clean needles through a local pharmacy. None of the interviewees mentioned needle exchange programmes serving transgender people. A few participants recognized the cost of buying clean needles as a barrier to their use.
“I think in some ways part of the problem is that they [the state government] don't think about our community a lot. Needles for the most part are for people who inject drugs… there is probably one place that does provide thicker-gauge needles that are hormone needles here… Our community not only injects hormones but they also inject other physical enhancers.”
Transgender woman, 44, United States
Antiretrovirals for prevention: PEP and PrEP
Overall knowledge on PrEP and PEP was low, with less than half of those interviewed having heard of either. Most knowledge on the subject appeared to come from professional contexts, i.e. among respondents working in health care or HIV related areas. There was general consensus that knowledge on PrEP and PEP was very scarce within the transgender community at large. Information on PrEP appeared to be even less available than information on PEP, with the latter being mostly spread through sex worker networks.
One transgender woman mentioned that information on PrEP and PEP sometimes became available in the community through research studies, and criticized the fact that such studies generally targeted men who have sex with men and were thus not widely accepted within the transgender women community.
“Unfortunately, in our community there is not a lot of knowledge about PrEP or PEP… There have been studies that have targeted MSM and they still include us in that and obviously we don't consider ourselves men, so because of that, people obviously don't participate… there has not been something that is specifically targeted to us, in regards to PEP and PrEP. And I guess once they do that, it's going to be something specific and obviously I am thinking the community is going to be welcoming… Even if at least they hire a trans person to recruit other trans women that would definitely make a difference, because in some ways you can convince people to participate.”
Transgender woman, 44, United States
Apart from the general lack of information on PEP and PrEP in the transgender community, the high cost of these treatments, lack of access through the health system, potential side-effects, interactions with hormone treatments and a general aversion to taking yet another chronic medication (in the case of PrEP) were raised as further barriers to access. A few participants said that they did not consider PrEP or PEP to be relevant prevention options for themselves, explaining that they exclusively practised safe, low-risk sex and thus did not see the need for such treatments.
“Especially the trans sex workers, they know that if they have been raped, they need to access PEP, but for many reasons, some of them do not access PEP, because of issues within the health system. There are issues of discrimination and issues of prejudice… because if you are transgender, you often get denied this treatment.”
Transgender woman, 30, South Africa
“I would want a nurse to ask me if I go for PEP for example whether I am on any other medication, whether I am on hormones, because we don't know whether those hormone drugs might interact with post-exposure prophylaxis. So that is certainly a consideration for me and something that I think about very often.”
Transgender woman, 31, South Africa
Opinions and feelings on whether PEP and PrEP should be promoted among the transgender community were mixed. In general feelings towards PEP were more positive, while some expressed reservations about promoting PrEP. However, most participants said they had no or very little knowledge on the use of PrEP and PEP and thus few felt certain about whether they would make use of these treatments or about the acceptability of such strategies within their transgender communities.
“PrEP and PEP, especially for those gay trans men who are in a serodiscordant relationship, I think this information should be made available; at least we know that there are other preventive choices when it comes to sex, it's not just about condoms.”
Transgender man, 29, Singapore
“Yes, it [PEP] is wonderful. It should be written everywhere that it exists.”
Transgender woman, 60, France
“For me personally it's appropriate to focus on using condoms… How do we create circumstance in people's lives where they feel like they don't need to be in dangerous situations around sex? And if people are totally fine, they have good jobs, they feel like they have everything that they need and [then] they still have the kind of sex where they feel like they would want to be on PrEP: great.”
Transgender man, 31, United States
Topic 4. Antiretroviral therapy (ART)
SUMMARY BOXART
Challenging factors and barriers
Discrimination and stigma in the health system can result in outright refusal of treatment by health-care providers or actions that otherwise deter transgender individuals from seeking treatment.
Stigma associated with ART may prevent transgender individuals from wanting to access it.
Side-effects of ART were perceived as a challenge for gender expression, with one individual describing being unable to take hormone treatment while on ART due to adverse side-effects.
The lack of access to treatment in prisons was raised as a major challenge for transgender people in prison.
There were widespread concerns about harmful interactions between ART and hormone therapy.
Many individuals criticized the general lack of guidance from the health-care profession to address these concerns.
Supportive factors and enablers
Education and empowerment of transgender people around accessing ART are an essential step to encourage transgender people to seek treatment.
Adherence to treatment is supported if treatment services make transgender individuals feel supported, comfortable and that their specific needs are addressed.
Suggested strategies
Offering non-discriminatory and inclusive ART services, in which transgender individuals' specific concerns and questions relating to possible risks of ART and hormone use are addressed, may help to improve uptake and ART adherence.
Challenging factors and barriers
Three of the 14 interviewees reported that they were living with HIV and taking ART. One HIV positive transgender woman described an instance of discrimination from her doctor, where she had been refused treatment. Another transgender woman described the side-effects of her ART as a major challenge to her gender expression. Having herself been incarcerated in the past, she emphasized that the HIV related needs of transgender women in prisons were not being met, including access to ART and prevention commodities. A third transgender woman raised some of the challenges faced by other transgender women in her community in accessing treatment, explaining that stigma and discrimination in health-care settings and low levels of knowledge around ART within the transgender community commonly prevent transgender women from accessing treatment after testing HIV positive.
Among the majority of interviewees who were HIV negative, several people raised concerns around the possible interactions between ART and hormone therapy and the effectiveness of both treatments if taken together. One individual explicitly questioned whether he would be willing to go on ART, given his uncertainties around possible interactions. Many transgender individuals perceived the lack of guidance from the health-care profession on ART for individuals on hormones as a major challenge. A general sense of anxiety and concern was evident in participants' discussions around ART.
“I don't know how effective treatment is when one is on hormones… I do think that this information is necessary, because in the event that I found that I am positive, [the] next question I ask myself is do I want to spend another sum of money being on another medication for the rest of my life, just like the hormones? So unless it's proven, I don't see the importance or the urgency for me to go on ART.”
Transgender man, 29, Singapore
“I think when we talk about HIV, it should take into account what are the medications that we are on; what are the possible risks, what are the possible interactions when somebody goes onto ARV treatment as a trans person. The medical practitioners should be able to sit down with them and tell them: Seeing as you are on hormones, and now you are going onto ARVs, these are the risks, these are the considerations. That should be discussed. Definitely it's about a comprehensive package of health.”
Transgender woman, 31, South Africa
Supportive factors and enablers
Those individuals who were taking ART were asked to discuss factors which they believed supported adherence to ART. Being empowered and educated around ART and feeling comfortable to discuss potential concerns with a health-care professional were seen as important factors for enabling transgender people's adherence to ART.
“I think for trans women who are HIV positive and have been conscientious about their health, who have been empowered… who are accessing medical services and who have a doctor and who are taking medication, they continue to do that because they are empowered like that… I think once a trans woman is able to get comfortable with a doctor and is comfortable enough to listen to the doctor and to take their medications regularly, then they continue to go to the doctor regularly.”
Transgender woman, 44, United States
Topic 5. Hormone treatment
SUMMARY BOXHormone treatment
Challenging factors and barriers
An overall lack of gender transition services through the public health system was reported as a major barrier to accessing hormone treatment.
The large majority of transgender individuals perceived doctors and health professionals as having little knowledge about hormone use and thus being of little value in aiding their hormone treatment.
Accessing hormones through the public health system was repeatedly described as costly, time-consuming, unhelpful and stigmatizing. In some instances, the public health system even denied the individual's choice to transition.
The large majority of transgender people interviewed reported engaging in self-medicated hormone therapy as a consequence of the above barriers.
Transgender individuals who self-medicate voiced major concerns about potential harmful side-effects of unmonitored hormone treatment, as well as about the sustainability/availability and quality of hormones acquired on the black market.
Some transgender individuals are unable to access any sustainable source of hormones in their countries.
Supportive factors and enablers
The outcomes of hormone treatment were described as supporting psychological wellbeing and self-actualization.
Sharing knowledge and experiences within the transgender community and having peer support with regard to hormone treatment were important for achieving transitioning goals.
Having access to hormones over the counter and without prescription would be welcomed by transgender women in transition.
Suggested strategies
Train and sensitize relevant health-care professionals to provide information, guidance or referrals to transgender individuals seeking hormone treatment, in a non-judgemental, non-stigmatizing environment.
Reduce long waiting times created by having to go through numerous gatekeepers and lengthy psychological assessments in order to access hormone treatment through the public health system.
Attitudes towards hormone therapy
Many interviewees described their prevailing and distressing experiences of gender dysphoria. For the large majority, this resulted in an intrinsic and urgent desire to start transition. In most cases, transition started with hormone treatment. Many respondents felt that transitioning was an essential step for reducing feelings of gender dysphoria and depression, enabling integration into society, feeling complete and comfortable in one's body and allowing one to “get on with life”.
“It was like [I was] a shadow of myself… it just felt like sand in my fingers, I couldn't hold on to who I was supposed to be and why I was there and how I was supposed to be presenting myself… Every day as I walked down the hallway, towards the woman's bathroom, staring at myself in this mirror, being like, “Who is that?” And that was probably the tipping point actually, weirdly; after all of the suicidal thought and all of the stupid things that I had gone through in terms of interactions with people… it was really that literally not recognizing who that was in the mirror walking down the corridor every day. And I decided that I had three options, really: I could kill myself, which was an option. I could go back to [my home country] and try to figure out how to transition there… Or I could transition [here]. And I discounted the first two options and went with the third.”
Transgender man, 31, United States
“I think if I had the opportunity to take hormone treatment, maybe my breasts and my body will be different and make me feel more comfortable with my gender identity and the way that I look… I get depression sometimes and I feel really sad sometimes… because [the way that] people see you is the way that they treat you. So I feel very, very uncomfortable right now that I don't have the opportunity to have support or some doctor to help me with… my hormone treatment to make my body look like my gender identity. There are some times that I look in the mirror and I think that I want to kill myself. That's what I feel.”
Transgender woman, 36, El Salvador
“The hormones change a lot, my skin got smoother, and the shape of my face nowadays is completely changed. I have a small breast… the skin changed, the figure turn to be more feminine. Step by step… I feel good, because I wanted to be a woman.”
Transgender woman, 29, Thailand
Challenging factors and barriers
The large majority of transgender individuals interviewed described access to hormones as one of the biggest health struggles they faced in everyday life. Across interviewees, a lack of information and guidance on hormone treatment from the health-care system and from medical practitioners was identified as the primary barrier. Interviewees often described high costs, complicated and lengthy processes and intrusive questioning as barriers to accessing hormones through the health-care system. Some individuals reported a complete lack of access to hormones through the health-care system.
“There is a dearth of doctors and experts on trans health care… It's quite hard to find trans friendly medical practitioners who would actually listen to you and take care of your health needs… It's also trial and error because as an endocrinologist, they really did not study hormone replacement therapy when they were in medical school, so it's an experimental phase for them to see what works and what doesn't work. And of course it's patients who will have to bear with this experimental phase.”
Transgender woman, 36, Philippines
Stigma and discrimination by health professionals was a common experience encountered by the survey participants when accessing hormones through the health-care system. For example, several individuals described instances of medical practitioners trying to “convert” them back, i.e. to make them change their mind about transitioning, or outright refusing to administer hormone treatment.
“I was supervised by a psychiatrist who was trying to change my mind… My doctor believed she can help me reconcile myself with my birth sex. So it was very difficult to speed up the process, because I was asking for hormones and she was telling me let's wait.”
Transgender man, 31, Russian Federation
As a consequence of the numerous challenges associated with accessing hormones through the public health system, most interviewees engaged in self-medicated hormone use, as this was perceived to be easier than trying to access hormones through the health-care system. The majority of these individuals reported taking oral contraceptive pills obtained at the local pharmacy. A few individuals reported using injecting hormones, which they obtained from overseas, through friends or through the Internet.
“I cannot get any access from the medical practice, medical providers, so I just read [about] it in the Internet… Most [transgender people] are doing self-medication too. It's really rare to find transwomen who [deal] with the doctor for hormone replacement therapy. It's expensive and the doctor also has stigma and discrimination.”
Transgender woman, 22, Indonesia
Concerns relating to possibly harmful side-effects of prolonged hormone use were expressed by a large majority of individuals.
“Unfortunately from what I read so far there might be some side-effects that are not symptomatic, so I am concerned that… the hormones I am taking to have the desired hormone levels are also damaging my liver.”
Transgender woman, 29, Brazil
One HIV positive transgender woman explained having stopped hormone use because she lacked medical supervision and feared health complications induced by the hormone treatment.
Several interviewees raised concerns around the availability of hormones acquired both through the informal market and through the public health system. Some participants additionally expressed worry over the quality of illicit hormones and the high cost associated with self-financing access to high-quality hormones.
“I get my hormone treatment from a local clinic… where there is no streamlined service package for trans folks…I personally have had to be very strategic, and I formed a patient-provider relationship with one of the nurses who understands the issue, but if I get there and she is on leave, then I'm really in [difficulty]… Also there are a lot of stock-outs… It really is affecting me greatly, because if there are no hormones, it means also the hormone structure in my body is affected… it is affecting the way that I present in society, because if I go off my hormones, sometimes the hormone imbalance affects my mood, it aggravates the depression. It also relates to how confident I am, because the hormones help me in my female presentation. So if I don't have access to those hormones, it really sets me back in terms of my transition.”
Transgender woman, 31, South Africa
Supportive factors and enablers
Throughout many of the interviews, a strong sense of individual and collective agency in coping with the lack of professional guidance and provision of hormones by the health system was evident. Most individuals self-medicated their hormone use, as a strategy to overcome the stigmatization and numerous barriers associated with the public health-care system. Self-medicated hormone use was seen by many as enabling “more control” over transitioning, by reducing outside determination and influence on transitioning goals. Being able to purchase hormones over the counter or through the pharmacy without prescription was welcomed by transgender women in several countries. Overall, a strong sense of community, peer support and sharing of knowledge and experiences with regards to hormone treatment were described as important supportive factors by those taking hormones.
“ A group of us just decided … we should just start experimenting on one another… The first time was really quite exciting and we all learned something together… We can control the amount of dose we want to take and we know what I'll be taking, at least. For a lot of us it's a lot of experimenting [with] the different dosage of testosterone and seeing what it can do to us… This is something the doctor here would not be able to do; you can't request for a large amount of hormones; they would not recommend that and they would not do it. So if you are doing it yourself, you can try and see what works best for you.”
Transgender man, 27, Singapore
Suggested strategies for improving hormone treatment
When asked what would improve access to hormone treatment, there was a general consensus that health professionals need to be trained to deal competently with gender transition issues, or at a minimum be able to make referrals to existing services. Some individuals also felt that doctors should be able to provide recommendations on self-administered hormone use, in order to make this common practice safer.
“We need to educate the health-care professionals so that they understand how to distribute hormones, but also understand that they can do it. Because a lot of doctors don't really know that they are allowed to do it. So they just need to be told you can do this and this is how you do it. It's just very simple. And then every primary health care facility should be able to distribute hormones, because they are on the essential medicines list.”
Transgender woman, 30, South Africa
A few individuals in countries where hormones were available through the public health-care system indicated that reducing the number of gatekeepers and lengthy psychological assessments required prior to starting hormone treatment would help to significantly ease hormone access.
“Hormone treatment in South Africa is available, but it's also very challenging, because you have to work through the psychologist and the social workers… Otherwise, it's not really available to trans people, you can't walk in and say I want to have hormones, without having had the necessary counselling or without a prescription. The doctors won't write that prescription for you if you have not been to the counselling and well-being component of the transitioning process… The waiting in queues for services in local clinics is very challenging if you are also holding down a job.”
Transgender woman, 31, South Africa
Topic 6. Gender-affirming surgery
SUMMARY BOXGender-affirming surgery
Challenging factors and barriers
Long waiting lists, arbitrary and lengthy gatekeeping mechanisms and the pathologizing nature of accessing gender-affirming treatments through the public system were seen as major challenges by a large majority of respondents.
In several settings there was a complete lack of gender-affirming surgery through the public health system, making access impossible for those individuals unable to travel abroad for their surgery due to financial and other constraints.
The high costs of privately financing gender-affirming surgery presented a major struggle for many.
Overall, distrust in the technical ability of medical professionals and the quality of gender-affirming surgery, for both public and privately financed surgery, was widespread among those interviewed.
Concerns over post-surgery complications and associated financial hardships and the potential of increased HIV related risks post-surgery were seen as barriers to undergoing surgery.
Supportive factors and enablers
Having the financial ability to either afford private surgery or to travel abroad for surgery was the single most important factor enabling individuals to rapidly access gender-affirming surgery.
Seeking support and accessing resources from within the transgender community helped with sharing knowledge, experiences and recommendations regarding surgery and thus appeared to be a useful strategy to help overcome barriers.
Suggested strategies
Having gender-affirming surgery offered through the public-health system and reducing complex and lengthy gatekeeping mechanisms to such treatments were seen as essential for improving transgender people's physical and mental health.
These findings suggest the need for global guidance on gender-affirming treatments and surgery to become more widely available and disseminated, and for appropriate training and capacity-building.
Challenging factors and barriers
Nearly all individuals interviewed reported major difficulties in accessing gender-affirming surgery through the public health system. The few individuals who had access to gender-affirming surgery through their public-health care system felt deterred by long waiting lists, arbitrary and lengthy gatekeeping mechanisms and the pathologizing nature of accessing such treatments through the public system.
“A lot of trans women will always tell you that they feel as if they are born in the wrong body and it's a really, really overwhelming experience to go through life with a body when you don't feel comfortable enough to shower in front of other people, to dress in front of other people and to have sex with whom you want to have sex with… So it's a really, really difficult space to be and it affects one personally. My wait on this waiting list [for gender-affirming surgery], I won't say that my depression is because of this, but it has definitely added to the depression from which I suffer… I know some of the white trans women who have sold their houses, or have sold their car and they went to Bangkok and had the surgery… I don't have that luxury… I have been on the waiting list at one of those [centres] for the last 14 years.”
Transgender woman, 31, South Africa
“The thing about the public health-care system is that it's still pathologizing and they have a mandatory two-year psychological treatment that's required. There is a big waiting line to get surgery. I have met people who have been waiting for 5 to 10 years… so it's quite frustrating… It's very unlikely you are going to get something if you don't have a diagnosis for transsexualism or gender identity disorder.”
Transgender woman, 29, Brazil
Two interviewees reported an inability to access gender-affirming surgery in their country due to a complete lack of such services through the public health system.
Due to the numerous challenges associated with accessing gender-affirming surgery through the public health system, those wishing to undergo surgical transition often sought out private options for getting surgery. Among these individuals, the high costs of privately financing gender-affirming surgery were identified as a major barrier.
Many respondents had little trust in the technical ability of medical professionals and the quality of gender-affirming surgery, for both publicly and privately financed surgery. Concerns over post-surgery complications and associated financial hardships deterred several individuals from undergoing gender-affirming surgery. One participant raised concerns over the potential increased sexual risk of acquiring HIV associated with having a neo-vagina. Another participant suggested that some transgender women undergo non-medically licensed and often dangerous surgical procedures due the high costs of high-quality surgery.
“Something that I have been thinking about recently is that there is not a lot of literature that speaks to the vulnerabilities of bodies to HIV post-transition. What are the risks of having sex with this surgically created vagina? Is it the same as the anal risk; is it the same as the vaginal risk in CIS-gendered women?”
Transgender woman, 31, South Africa
Supportive factors and enablers
Some of transgender individuals interviewed strongly expressed that transition surgery was a vital pre-requisite to “get on with life” and achieve psychological wellbeing.
“[Having breast removal surgery] was amazing. That was probably the biggest barrier that I had [experienced to my sense of self]. Going back to the idea of recognizing myself in the mirror: You can look all kinds of ways [with regard to] your face, but [once you no longer] have breasts, you are a dude. Period, end of report.”
Transgender man, 31, United States
“I had to take on a loan to get my surgery, because I just wanted to get it over and done with so I can quickly get on with my life. Because it was just not possible for me to get out and get a job with the kind of body that I had and I just wasn't comfortable at all.”
Transgender man, 29, Singapore
The strong desire to undergo transition appeared to drive many transgender individuals to find ways to overcome the numerous barriers to surgery. As with hormone treatment, several individual successfully found strategies, including actively seeking the necessary information, making connections through transgender networks and peers and/or travelling overseas to undergo surgery.
Having the financial resources to pay out of pocket for surgery appeared to be the single most important factor to enable transgender individuals to have gender-affirming surgery. This financial ability enabled several individuals to access private health care in their country or to travel abroad (commonly to Thailand) to access higher-quality surgery.
“Actually, there are many clinics or hospitals where you can get the plastic surgery or the SRS [sex reassignment surgery] in Thailand. Many of them are of a high standard… There are different levels of price that you can choose and for myself my financial status at that time was quite ok. So I think I had more choice than other people who are struggling with their financial status. Most of the information is available on the Internet: the name of the hospital, of the clinic, the details of the doctor – where they graduated or the field in which they are expert.”
Transgender woman, 29, Thailand
Having strong connections to transgender peers and thus benefiting from shared knowledge, experiences and recommendations regarding surgery also appeared to be a valuable strategy to help overcome barriers to surgery. A supportive and transgender-friendly clinical environment was highly valued by those individuals who had undergone surgery and led to such places being recommended further within the transgender community.
“The problem that we have to face again is that there is no licence… So it means that if you want to have surgery, you need to choose a doctor yourself. And you need to [find out] how good the doctor is also yourself. Normally we do it through the patients, some trans people network. So we just ask each other about results of surgeries and surgeons and ask them about results of surgeries.”
Transgender man, 31, Russian Federation
“…I got some contacts and then they started connecting me with some other people who are like me and then we started talking and then we went for the surgery in the same hospital together [in Thailand]… It was very nice because we were able to walk out of our rooms and just talk to one another… So that's where I got more information on surgery, on hormones or how to actually take care of the scars… It was very welcoming, I would say. And it's really very warm, which is something that we won't be able to experience in normal health-care settings here.”
Transgender man, 29, Singapore
Suggested strategies
Being able to access gender affirming-surgery through the public health-care system was seen by many interviewees as essential for meeting transgender people's physical and mental-health needs. Many interviewees felt that removing complex and lengthy gatekeeping mechanisms was important for improving access and reducing delays to gender-affirming surgery. The quality and professional capacity of those performing gender-affirming surgery were a common reason for concern among many of those interviewed, which suggests a need to further develop and disseminate global guidance and standards of care for gender-affirming surgery.
Conclusion
“We are in 2014 and it's ridiculous that health care and service providers are still ignorant about who we are and what our needs are. So it is the responsibility of our policy-makers, our government, to ensure that our human and civil rights are met; and health care is a universal human right and we as trans individuals should get the services that we need.”
Transgender woman, 44, United States.
Some of the challenges that were most commonly raised across individuals and regions were a lack of transgender-specific health information and services, and stigma and discrimination from society and from health-care professionals. Past experiences of discrimination, and the fear or anticipation of experiencing discrimination, commonly influenced by the experiences of transgender peers, resulted in many transgender people actively avoiding contact with health services. Furthermore, external and internalized HIV stigma also presented barriers to transgender people seeking HIV testing and undergoing treatment. Concerns over potential interactions with hormone treatment and possible adverse side-effects of HIV related medication (including ART, PrEP and PEP) were widespread. High levels of concern about the lack of transgender-specific health information and research were evident among interviewees.
Across responses, other needs, both health-related (including physical and psychological needs) and needs beyond health (such as economic needs) were commonly prioritized over HIV related needs. These findings suggest that addressing the health- and non-health related needs that transgender people identify as priorities is a prerequisite for successfully addressing their HIV related needs.
The results of this qualitative values and preferences survey highlight the numerous challenges that persist with regard to transgender people's access to HIV and other health services. Additionally, numerous enabling and supportive factors as well as strategies were suggested from within the transgender community. These insights present an important opportunity for developing transgender-sensitive and transgender-specific HIV and broader health services, with the goal of ensuring that transgender people are able to enjoy the highest attainable standard of health.
“The last thing that I want to say is that transgender people deserve to live with the same condition of life as any individual in any society, as any people, with the same rights, not only health rights, but in general all rights.”
Transgender woman, 35, El Salvador
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Annexes
Annex 1. 27-item Delphi online survey questionnaire
Download PDF (213K)
Annex 2. Recruitment text included a link to a short online survey
Dear XXX,
I am working at the HIV Department at the World Health Organization in Geneva. We are in the process of updating guidelines on HIV prevention, treatment and care for key populations, including specific issues for transgender people. For this, we want to take into account the voices of transgender women and men, by documenting some of the diverse experiences, values and preferences from around the world.
WHO is preparing to conduct anonymized in-depth interview with a small number of transgender individuals who are interested in sharing some of their personal stories. Specifically, we hope to learn more about how transgender women and men may be affected by HIV and other health issues, what their specific HIV related risks, challenges and needs are, and what successful strategies may exist to reduce HIV vulnerability.
If you are interested to participate in an in-depth interview, please fill out this short survey:
ACCESS THE SHORT SURVEY HERE: https://de.surveymonkey.com/s/3DBX73D
All personal information and answers given in this short survey will be kept confidential and will only be used for the purpose of selecting individuals for the in depth-interviews.
Further information to survey participants
What will happen if I fill out this survey?
If you fill out this survey, you are letting us know that you are interested in being interviewed. As we are trying to get a global picture and can interview only a small number of transgender women and men, we will select people from different regions of the world and with a range of different experiences to take part in these interviews. Therefore, you may or may not be invited for an interview if you fill out this short survey. You will hear back from us within one week. We thank you for filling in this short survey and apologize in advance if you do not become selected for an in-depth interview.
What will happen if I am invited to take part in an interview?
If you are invited to take part in the interviews, we will contact you with more information regarding the interviews. Interviews will be conducted by telephone or Skype at a time most convenient for you. The interview will last around one hour and will be voice recorded and then typed up electronically. The information you provide is confidential and only the interview team will have access to your personal information. Your response will be anonymous in that your personal information will not be matched with anything you say in the interviews.
Before we start the interview, you will be given more details about the interviews and we will ask for your verbal informed consent.
Do I have to become involved?
Participation in this short survey and in the in-depth interviews is strictly voluntary and you do not have to become involved at all. You can also decline to take part at any point later in time without explanation and without further consequences for you.
Unfortunately we are unable to pay for your involvement in this survey or the subsequent in-depth interview. We are very grateful for your time and support.
Annex 3. Online socio-demographic survey for interview participants
Download PDF (96K)
Annex 5. Participant Information Sheet
INFORMATION SHEET
VERBAL INFORMED CONSENT TO PARTICIPATE IN
Transgender people and HIV: Values and Preferences Interviews
We will be conducting interviews with transgender men and women to discover their HIV and other health related experiences and needs. This Information Sheet explains the interview process in detail to you in writing. Before the phone-interview will be conducted, the interviewer will again explain this information to you verbally.
We would like you to ask ANY question about any part of the interviews that you do not fully understand. After you understand all aspects of the interview, we will ask you to decide if you want to participate or not. Once you have verbally agreed to take part on the phone, we will give you a written copy of this Information Sheet to keep.
It is important that you understand that your participation in this interview is entirely voluntary; you do not have to take part if you do not want to.
Why are these interviews being done?
The WHO HIV Department is conducting interviews to learn more about HIV related needs among transgender women and men, globally. Specifically, we hope to explore HIV related risk behaviours, experiences with HIV and other health-care services, and the challenges and opportunities of successful HIV prevention, treatment and care among transgender people. This information will be considered by WHO in developing recommendations for HIV guidance for key populations, including transgender people. You are being asked to participate because you are a transgender individual and have expressed an interest in being interviewed by recently completing our short online questionnaire entitled “Transgender people short survey”.
How many people will take part in these interviews?
Approximately 20 transgender individuals overall will be in this study.
What will happen if I decide to be in an interview?
If you agree to participate in this study:
You will be asked to provide us with a telephone number or Skype account name, at which you can be reached and a date and time which is convenient to you.
The interviewer will call you at the agreed date and time and talk to you on the phone for about one hour. The interviewer will be semi-structured, in that the interviewer will ask you some guiding questions and will give you the opportunity to respond freely and discuss any topics, which you feel are important to you.
The interviews will be voice recorded and then typed up on the computer by the interviewer. You will be assigned an interview ID-number by the interviewer and only the interviewer will have access to the file, which matches your ID-number to your name. The interview ID-number will ensure that your name will not be matched with anything you say later.
The content of the transcribed interviews will then be analysed by the interviewer and a report of the finding will be written and published. The report will include quotes from your and other interviews. No identifying information will be included in this report, but direct quotes from the interview will be used.
What risks can I expect from being in an interview?
There are some possible risks or discomforts related to being in this study. In particular, the interview includes personal questions about your past and current sexual activity, drug use and about transitioning, and you may feel shy or uncomfortable answering some of them. You do not have to answer any questions that you do not want to and can simply say so during the interview.
Are there any benefits from taking part in an interview?
No. There are no real benefits to you. WHO will learn more about how transgender women and men are affected by HIV and other health issues, in order to better understand their needs for HIV prevention, treatment and care.
Will all information about me be kept private?
Participation in any research may involve a loss of privacy, but information about you will be handled as confidentially as possible. A study file with your interview ID-number will be created for you electronically, and the recording of the interview as well as the transcript of the interview will be kept in your study file. Only the interviewer and the team will have access to this file. After the analysis of the interviews is completed, all personal identifying information and recordings of interviews will be deleted. Transcribed version of the interviews will be stored electronically and will be published as part of a report. Any published information in writing or presented at scientific meetings will not include your name or other personal identifying information.
Will I be paid to be in this interview?
No, you will not receive any compensation for taking part in this interview.
How long will the interview be if I decide to participate?
If you decide to participate, you will have one telephone interview, which will take around 60 minutes (1 hour).
Do I have to take part in these interviews?
Taking part in these interviews is your choice and completely voluntary. You may choose either to take part or not to take part. If you decide to take part in this interview, you may leave the interview at any time and without explanation. No matter what decision you make, there will be no penalty to you.
Who can answer my questions about this interview?
If you have questions or concerns about these interviews, please contact the interviewer, Mira Schneiders at
tni.ohw@msredienhcs or her supervisor, Annette Verster at
tni.ohw@nAretsreV.
PARTICIPATION IN THESE INTERVIEWS IS VOLUNTARY. YOU CAN DECLINE TO PARTICIPATE IN THE INTERVIEW AT ANY POINT, WITHOUT ANY PENALTY OR LOSS OF RIGHTS.
- i
Transgender women are people whose current gender identity is female or transgender female but who were assigned male sex at birth.
- ii
Transgender men are people whose current gender identity is male or transgender male but who were assigned female sex at birth.